Apple production provides smallholders with low economic benefits, while high environmental emissions limit the sustainability of the apple supply chain. Furthermore, coordination to achieve greater economic benefits and environmental protection, thereby improving the sustainability of the apple supply chain, remains underdeveloped. Here, we have analyzed the current status of the economic benefits and environmental emissions of the apple production process and explored the level of collaboration within the apple supply chain, based on an analysis of farmer horticultural practices for high production, high economic benefit, and low environmental emissions, in combination with substance flow analysis. Our study showed that compared with traditional practice, high-yielding, high-efficiency practice allowed fruit yield, partial productivity of nitrogen fertilizer, and economic benefit to increase by 33%, 61% and 49%, respectively, while soil nitrogen residue levels decreased by 13%. The improvement and adoption of technology in the apple-planting process significantly improved the sustainability of the apple supply chain: the economic benefit increased by 63%, while the nitrogen footprint decreased by approximately 68%. Additionally, the application of integrated nutrient management technology in the apple planting process significantly improved the sustainability of apple production, thereby synergistically improving the economic and environmental impact of the apple supply chain.

Transforming apple production to one with high yield and economic benefit but low environmental impact by improving P-use efficiency is an essential objective in China. However, the potential for multi-objective improvement for smallholders and the corresponding implications for horticultural practices are not fully appreciated. Survey data collected from 99 apple producers in Quzhou County of Bohai Bay Region were analyzed by the Pareto-based multi-objective optimization method to determine the potential of multi-objective improvement in apple production. With current practices, apple yield was 45 t ha⁻¹, and the economic benefit was nearly 83,000 CNY ha⁻¹ but with as much as 344 kg P ha⁻¹ input mainly from chemical fertilizer and manure. P gray water footprint was up to 27,200 m³ ha⁻¹ due to low P-use efficiency. However, Pareto-optimized production, yield, and economic benefit could be improved by 38% and 111%, respectively. With a concurrent improvement in P-use efficiency, P gray water footprint was reduced by 29%. Multi-objective optimization was achieved with integrated horticultural practices. The study indicated that multi-objective optimization could be achieved at a smallholder scale with realistic changes in integrated horticultural practices. These findings serve to improve the understanding of multi-objective optimization for smallholders, identify possible constraints, and contribute to the development of strategies for sustainable apple production.