Tree species information is an important factor in forest resource surveys, and light detection and ranging (LiDAR), as a new technical tool for forest resource surveys, can quickly obtain the 3D structural information of trees. In particular, the rapid and accurate classification and identification of tree species information from individual tree point clouds using deep learning methods is a new development direction for LiDAR technology in forest applications. In this study, mobile laser scanning (MLS) data collected in the field are first pre-processed to extract individual tree point clouds. Two downsampling methods, non-uniform grid and farthest point sampling, are combined to process the point cloud data, and the obtained sample data are more conducive to the deep learning model for extracting classification features. Finally, four different types of point cloud deep learning models, including pointwise multi-layer perceptron (MLP) (PointNet, PointNet++, PointMLP), convolution-based (PointConv), graph-based (DGCNN), and attention-based (PCT) models, are used to classify and identify the individual tree point clouds of eight tree species. The results show that the classification accuracy of all models (except for PointNet) exceeded 0.90, where the PointConv model achieved the highest classification accuracy for tree species classification. The streamlined PointMLP model can still achieve high classification accuracy, while the PCT model did not achieve good accuracy in the tree species classification experiment, likely due to the small sample size. We compare the training process and final classification accuracy of the different types of point cloud deep learning models in tree species classification experiments, further demonstrating the advantages of deep learning techniques in tree species recognition and providing experimental reference for related research and technological development.

Estimating individual tree diameters at breast height (DBH) from delineated crowns and tree heights on the basis of airborne light detection and ranging (LiDAR) data provides a good opportunity for large-scale forest inventory. Generally, ground-based measurements are more accurate, but LiDAR data and derived DBH values can be obtained over larger areas for a relatively smaller cost if a right procedure is developed. A nonlinear least squares (NLS) regression is not an appropriate approach to predict the aboveground biomass (AGB) of individual trees from the estimated DBH because both the response variable and the regressor are subject to measurement errors. In this study, a system of compatible individual tree DBH and AGB error-in-variable models was developed using error-in-variable regression techniques based on both airborne LiDAR and field-measured datasets of individual Picea crassifolia Kom. trees, collected in northwestern China. Two parameter estimation algorithms, i.e., the two-stage error-in-variable model (TSEM) and the nonlinear seemingly unrelated regression (NSUR), were proposed for estimating the parameters in the developed system of compatible individual tree DBH and AGB error-in-variable models. Moreover, two model structures were applied to estimate AGB for comparison purposes: NLS with AGB estimation depending on DBH (NLS&DD) and NLS with AGB estimation not depending on DBH (NLS&NDD). The results showed that both TSEM and NSUR led to almost the same parameter estimates for the developed system. Moreover, the developed system effectively accounted for the inherent correlation between DBH and AGB as well as for the effects of measurement errors in the DBH on the predictions of AGB, whereas NLS&DD and NLS&NDD did not. A leave-one-out cross-validation indicated that the prediction accuracy of the developed system of compatible individual tree DBH and AGB error-in-variable models with NSUR was the highest among those estimated by the four methods evaluated, but, statistically, the accuracy improvement was not significantly different from zero. The main reason might be that, except for the measurement errors, other source errors were ignored in the modeling. This study implies that, overall, the proposed method provides the potential to expand the estimations of both DBH and AGB from individual trees to stands by combining the error-in-variable modeling and LiDAR data and improve their estimation accuracies, but its application needs to be further validated by conducting a systematical uncertainty analysis of various source errors in a future study.

A critical component of the forest ecosystem, the understorey supports the vast majority of wildlife habitat and total ecosystem floristic diversity. Remote sensing data have been developed to provide information at different scales for surveys of forest ecosystems, but obtaining information about the understorey remains a challenge. As rapid and efficient tools for forest structure attribute estimation, Airborne Laser Scanning (ALS) and Terrestrial Laser Scanning (TLS) have attracted much attention. We examine the relationship between ALS and TLS data and detect changes in the forest understorey caused by forest-tending events in the study area. We conducted trials in five plots within a young Khasi pine (Pinus kesiya Royle ex Gord.) plantation in Yunnan province, China, before and after forest tending. We collected bi-temporal ALS data in this area and TLS data from 10 scanning stations. Canopy height profiles were retrieved from ALS and TLS data, and understorey material volume retrieved from filled TLS voxels volume agreed well with the understorey point clouds percentile distribution (PD) obtained from ALS data. The PD value for the understorey from ALS multiplied by the percentage of ALS return points in the overstorey had a stronger correlation (R² = 0.90) with the TLS-derived understorey material volume than did the ALS PD value for the understorey only (R² = 0.71). Taking the effect of the overstorey into consideration will improve evaluations of forest understorey parameters from ALS data. This study confirmed the potential of TLS as a validation tool to assess the accuracy of forest understorey material volume estimation at large scales using ALS data.

In this article, a multilevel model (MLM) for forest height inversion is introduced and investigated using X-band single-pass interferometric synthetic aperture radar (InSAR) coherence data. Compared with the two-level model (TLM), as a generalized model, the MLM is more in line with the characteristics of forest structure and the scattering mechanism for X-band data. Based on the MLM model, three simplified MLM models were derived: TLMm, SINC, and MTND. An improved method of calculating coherence considering the assumptions of the MLM model is proposed. At two test sites, airborne (CASMSAR) and spaceborne (TanDEM-X) X-band single-pass InSAR data and LiDAR H100 data were used to verify the proposed new approach. The results showed that the MTND model can obtain more reliable and accurate inversion results compared to the SINC model and the TLMm. With airborne InSAR data, the MTND model’s highest accuracy was 82.56%, and the root mean square error (RMSE) was 2.4 m. With spaceborne InSAR data, the highest inversion accuracy of the MTND model was 73.55%, with an RMSE of 4.92 m. The inversion accuracy of forest height can be effectively improved by ensuring that the theoretical models and calculations of coherence obey the same assumptions.

Tree diameter distributions are essential for the calculation of stem volume and biomass, as well as simulation of growth and yield and to understand timber assortments. Accurate and reliable prediction of tree diameter distributions is critical for optimizing forest structure compositions, scheduling silvicultural operations and promoting sustainable management. In this study, we investigated the potential of airborne Light Detection and Ranging (LiDAR) data for predicting tree diameter distributions using a bimodal finite mixture model (FMM) and a multimodal k-nearest neighbor (KNN) model (compared to the unimodal Weibull model (UWM)) over a subtropical planted forest in southern China. To do so, we first evaluated the capability of various LiDAR predictions (i.e., the bimodality coefficient (BC) and Lorenz-based indicators) to stratify forest structural types into unimodal and multimodal stands. Once the best LiDAR prediction for the differentiation was determined, the parameters of UWM (in non-specific and species-specific models) and FMM (in structure-specific models) were estimated by LiDAR-derived metrics and the tree diameter distributions of stands were generated by the estimated LiDAR parameters. When KNN was applied for constructing diameter distributions, optimal KNN strategies, including number of neighbors k, response configurations and imputation methods (i.e., Most Similar Neighbor (MSN) and Random Forest (RF)) for different species were heuristically determined. Finally, the predictive performance of estimated LiDAR the parameters of UWM, FMM and KNN for predicting diameter distributions were assessed. The results showed that LiDAR-predicted Lorenz-based indicators performed best for differentiation. Parameters of UWM and FMM were predicted well and the species-specific models had higher accuracies than the non-specific models. Overall, RF imputation from KNN with an optimal response set (i.e., DBH) were was stable than MSN imputation when k = 5 neighbors. In addition, the inclusion of bimodal FMM for differentiated all plots generally produced a more accurate result (Mean e_R = 40.85, Mean e_P = 0.20) than multimodal KNN (Mean e_R = 52.19, Mean e_P = 0.26), whereas the UWM produced the lowest performance (Mean e_R = 52.31, Mean e_P = 0.26). This study demonstrated the benefits of multimodal models with LiDAR for estimating diameter distributions for supporting forest inventory and sustainable forest management in subtropical planted forests.