Filtering is one of the core post-processing steps for airborne LiDAR point cloud. In recent years, the morphology-based filtering algorithms have proven to be a powerful and efficient tool for filtering airborne LiDAR point cloud. However, most traditional morphology-based algorithms have difficulties in preserving abrupt terrain features, especially when using larger filtering windows. In order to suppress the omission error caused by protruding terrain features, this paper proposes an improved morphological algorithm based on multi-level kriging interpolation. This algorithm is essentially a combination of progressive morphological filtering algorithm and multi-level interpolation filtering algorithm. The morphological opening operation is performed with filtering window gradually downsizing, while kriging interpolation is conducted at different levels according to the different filtering windows. This process is iterative in a top to down fashion until the filtering window is no longer greater than the preset minimum filtering window. Fifteen samples provided by the ISPRS commission were chosen to test the performance of the proposed algorithm. Experimental results show that the proposed method can achieve promising results not only in flat urban areas but also in rural areas. Comparing with other eight classical filtering methods, the proposed method obtained the lowest omission error, and preserved protruding terrain features better.

Ground filtering is an essential step in airborne light detection and ranging (LiDAR) data processing in various applications. The cloth simulation filtering (CSF) algorithm has gained popularity because of its ease of use advantage. However, CSF has limitations in topographically and environmentally complex areas. Therefore, an improved CSF (ICSF) algorithm was developed in this study. ICSF uses morphological closing operations to initialize the cloth, and estimates the cloth rigidness for providing a more accurate reference terrain in various terrain characteristics. Moreover, terrain-adaptive height difference thresholds are developed for better filtering of airborne LiDAR point clouds. The performance of ICSF was assessed using International Society for Photogrammetry and Remote Sensing urban and rural samples and Open Topography forested samples. Results showed that ICSF can improve the filtering accuracy of CSF in the samples with various terrain and non-ground object characteristics, while maintaining the ease of use advantage of CSF. In urban and rural samples, ICSF obtained an average total error of 4.03% and outperformed another eight reference algorithms in terms of accuracy and robustness. In forested samples, ICSF produced more accuracy than the well-known filtering algorithms (including the maximum slope, progressive morphology, and cloth simulation filtering algorithms), and performed better with respect to the preservation of steep slopes and discontinuities and vegetation removal. Thus, the proposed algorithm can be used as an efficient tool for LiDAR data processing.

Individual tree extraction is an important process for forest resource surveying and monitoring. To obtain more accurate individual tree extraction results, this paper proposed an individual tree extraction method based on transfer learning and Gaussian mixture model separation. In this study, transfer learning is first adopted in classifying trunk points, which can be used as clustering centers for tree initial segmentation. Subsequently, principal component analysis (PCA) transformation and kernel density estimation are proposed to determine the number of mixed components in the initial segmentation. Based on the number of mixed components, the Gaussian mixture model separation is proposed to separate canopies for each individual tree. Finally, the trunk stems corresponding to each canopy are extracted based on the vertical continuity principle. Six tree plots with different forest environments were used to test the performance of the proposed method. Experimental results show that the proposed method can achieve 87.68% average correctness, which is much higher than that of other two classical methods. In terms of completeness and mean accuracy, the proposed method also outperforms the other two methods.

Airborne Light Detection and Ranging (LiDAR) is a popular active remote sensing technology that has been developing very rapidly in recent years. To solve the problems of low filtering accuracy of airborne LiDAR point clouds in complex terrain environments and avoiding too much human intervention, this paper proposes a point cloud filtering method based on active learning. In the proposed method, the initial training samples are acquired and marked automatically by multi-scale morphological operations. In so doing, no training samples are selected and labeled manually, i.e., the training samples are added gradually according to the oracle used in active learning. In this paper, the oracle is set to a sigmoid function of residuals from the points to the fitted surface. Subsequently, the training model is revised progressively using the updated training samples. Finally, the classification results are further optimized by a slope-based method. Three datasets with different filtering challenges provided by the International Society for Photogrammetry and Remote Sensing (ISPRS) were used to test the proposed method. Comparing with the other ten famous filtering methods, the proposed method can achieve the smallest average total error (5.51%). Thus, it can be concluded that the proposed method performs very well toward different terrain environments.