Machines are only Carnot efficient if they are reversible, but then their power output is vanishingly small. Here we ask, what is the maximum efficiency of an irreversible device with finite power output? We use a nonlinear scattering theory to answer this question for thermoelectric quantum systems, heat engines or refrigerators consisting of nanostructures or molecules that exhibit a Peltier effect. We find that quantum mechanics places an upper bound on both power output and on the efficiency at any finite power. The upper bound on efficiency equals Carnot efficiency at zero power output but decays with increasing power output. It is intrinsically quantum (wavelength dependent), unlike Carnot efficiency. This maximum efficiency occurs when the system lets through all particles in a certain energy window, but none at other energies. A physical implementation of this is discussed, as is the suppression of efficiency by a phonon heat flow.

We investigate the nonlinear scattering theory for quantum systems with strong Seebeck and Peltier effects, and consider their use as heat engines and refrigerators with finite power outputs. This paper gives detailed derivations of the results summarized in a previous paper [R. S. Whitney, Phys. Rev. Lett. 112, 130601 (2014)]. It shows how to use the scattering theory to find (i) the quantum thermoelectric with maximum possible power output, and (ii) the quantum thermoelectric with maximum efficiency at given power output. The latter corresponds to a minimal entropy production at that power output. These quantities are of quantum origin since they depend on system size over electronic wavelength, and so have no analog in classical thermodynamics. The maximal efficiency coincides with Carnot efficiency at zero power output, but decreases with increasing power output. This gives a fundamental lower bound on entropy production, which means that reversibility (in the thermodynamic sense) is impossible for finite power output. The suppression of efficiency by (nonlinear) phonon and photon effects is addressed in detail; when these effects are strong, maximum efficiency coincides with maximum power. Finally, we show in particular limits (typically without magnetic fields) that relaxation within the quantum system does not allow the system to exceed the bounds derived for relaxation-free systems, however, a general proof of this remains elusive.

Hamiltonian systems can be classified into ten classes, in terms of the presence or absence of time-reversal, particle-hole, and sublattice/chiral symmetries. We construct a quantum coherent scattering theory of linear transport for coupled electric, heat, and spin transport; including the effect of Andreev reflection from superconductors. We derive a complete list of the Onsager reciprocity relations between transport coefficients for coupled electric, spin, thermoelectric and spin caloritronic effects. We apply these to all ten symmetry classes, paying special attention to specific additional relations that follow from the combination of symmetries, beyond microreversibility. We discuss these relations in several illustrative situations. We show the reciprocity between spin-Hall and inverse spin-Hall effects, and the reciprocity between spin-injection and magnetoelectric spin currents. We discuss the symmetry and reciprocity relations of Seebeck, Peltier, spin Seebeck, and spin Peltier effects in systems with and without coupling to superconductors.

We investigate the geometric phase or Berry phase acquired by a spin half which is both subject to a slowly varying magnetic field and weakly coupled to a dissipative environment (either quantum or classical). We study how this phase is modified by the environment and find that the modification is of a geometric nature. While the original Berry phase (for an isolated system) is the flux of a monopole field through the loop traversed by the magnetic field, the environment-induced modification of the phase is the flux of a quadrupolelike field. We find that the environment-induced phase is complex, and its imaginary part is a geometric contribution to dephasing. Its sign depends on the direction of the loop. Unlike the Berry phase, this geometric dephasing is gauge invariant for open paths of the magnetic field.