Anthropogenic stress and disturbance of forest ecosystems (FES) has been increasing at all scales from local to global. In rapidly changing environments, in-situ terrestrial FES monitoring approaches have made tremendous progress but they are intensive and often integrate subjective indicators for forest health (FH). Remote sensing (RS) bridges the gaps of these limitations, by monitoring indicators of FH on different spatio-temporal scales, and in a cost-effective, rapid, repetitive and objective manner. In this paper, we provide an overview of the definitions of FH, discussing the drivers, processes, stress and adaptation mechanisms of forest plants, and how we can observe FH with RS. We introduce the concept of spectral traits (ST) and spectral trait variations (STV) in the context of FH monitoring and discuss the prospects, limitations and constraints. Stress, disturbances and resource limitations can cause changes in FES taxonomic, structural and functional diversity; we provide examples how the ST/STV approach can be used for monitoring these FES characteristics. We show that RS based assessments of FH indicators using the ST/STV approach is a competent, affordable, repetitive and objective technique for monitoring. Even though the possibilities for observing the taxonomic diversity of animal species is limited with RS, the taxonomy of forest tree species can be recorded with RS, even though its accuracy is subject to certain constraints. RS has proved successful for monitoring the impacts from stress on structural and functional diversity. In particular, it has proven to be very suitable for recording the short-term dynamics of stress on FH, which cannot be cost-effectively recorded using in-situ methods. This paper gives an overview of the ST/STV approach, whereas the second paper of this series concentrates on discussing in-situ terrestrial monitoring, in-situ RS approaches and RS sensors and techniques for measuring ST/STV for FH.

Stress in forest ecosystems (FES) occurs as a result of land-use intensification, disturbances, resource limitations or unsustainable management, causing changes in forest health (FH) at various scales from the local to the global scale. Reactions to such stress depend on the phylogeny of forest species or communities and the characteristics of their impacting drivers and processes. There are many approaches to monitor indicators of FH using in-situ forest inventory and experimental studies, but they are generally limited to sample points or small areas, as well as being time- and labour-intensive. Long-term monitoring based on forest inventories provides valuable information about changes and trends of FH. However, abrupt short-term changes cannot sufficiently be assessed through in-situ forest inventories as they usually have repetition periods of multiple years. Furthermore, numerous FH indicators monitored in in-situ surveys are based on expert judgement. Remote sensing (RS) technologies offer means to monitor FH indicators in an effective, repetitive and comparative way. This paper reviews techniques that are currently used for monitoring, including close-range RS, airborne and satellite approaches. The implementation of optical, RADAR and LiDAR RS-techniques to assess spectral traits/spectral trait variations (ST/STV) is described in detail. We found that ST/STV can be used to record indicators of FH based on RS. Therefore, the ST/STV approach provides a framework to develop a standardized monitoring concept for FH indicators using RS techniques that is applicable to future monitoring programs. It is only through linking in-situ and RS approaches that we will be able to improve our understanding of the relationship between stressors, and the associated spectral responses in order to develop robust FH indicators.

The Dabus Wetland complex in the highlands of Ethiopia is within the headwaters of the Nile Basin and is home to significant ecological communities and rare or endangered species. Its many interrelated wetland types undergo seasonal and longer-term changes due to weather and climate variations as well as anthropogenic land use such as grazing and burning. Mapping and monitoring of these wetlands has not been previously undertaken due primarily to their relative isolation and lack of resources. This study investigated the potential of remote sensing based classification for mapping the primary vegetation groups in the Dabus Wetlands using a combination of dry and wet season data, including optical (Landsat spectral bands and derived vegetation and wetness indices), radar (ALOS PALSAR L-band backscatter), and elevation (SRTM derived DEM and other terrain metrics) as inputs to the non-parametric Random Forest (RF) classifier. Eight wetland types and three terrestrial/upland classes were mapped using field samples of observed plant community composition and structure groupings as reference information. Various tests to compare results using different RF input parameters and data types were conducted. A combination of multispectral optical, radar and topographic variables provided the best overall classification accuracy, 94.4% and 92.9% for the dry and wet season, respectively. Spectral and topographic data (radar data excluded) performed nearly as well, while accuracies using only radar and topographic data were 82–89%. Relatively homogeneous classes such as Papyrus Swamps, Forested Wetland, and Wet Meadow yielded the highest accuracies while spatially complex classes such as Emergent Marsh were more difficult to accurately classify. The methods and results presented in this paper can serve as a basis for development of long-term mapping and monitoring of these and other non-forested wetlands in Ethiopia and other similar environmental settings.