Reinforcement Learning (RL) has achieved tremendous success in many complex decision-making tasks. However, safety concerns are raised during deploying RL in real-world applications, leading to a growing demand for safe RL algorithms, such as in autonomous driving and robotics scenarios. While safe control has a long history, the study of safe RL algorithms is still in the early stages. To establish a good foundation for future safe RL research, in this paper, we provide a review of safe RL from the perspectives of methods, theories, and applications. First, we review the progress of safe RL from five dimensions and come up with five crucial problems for safe RL being deployed in real-world applications, coined as “2H3W” . Second, we analyze the algorithm and theory progress from the perspectives of answering the “2H3W” problems. Particularly, the sample complexity of safe RL algorithms is reviewed and discussed, followed by an introduction to the applications and benchmarks of safe RL algorithms. Finally, we open the discussion of the challenging problems in safe RL, hoping to inspire future research on this thread. To advance the study of safe RL algorithms, we release an open-sourced repository containing major safe RL algorithms at the link.
Rule-based traditional motion planning methods usually perform well with prior knowledge of the macro-scale environments but encounter challenges in unknown and uncertain environments. Deep reinforcement learning (DRL) is a solution that can effectively deal with micro-scale unknown and uncertain environments. Nevertheless, DRL is unstable and lacks interpretability. Therefore, it raises a new challenge: how to combine the effectiveness and overcome the drawbacks of the two methods while guaranteeing stability in uncertain environments. In this study, a multi-constraint and multi-scale motion planning method is proposed for automated driving with the use of constrained reinforcement learning (RL), named RLTT, and comprising RL, a topological reachability analysis used for vehicle path space (TPS), and a trajectory lane model (TLM). First, a dynamic model of vehicles is formulated; then, TLM is developed on the basis of the dynamic model, thus constraining RL action and state space. Second, macro-scale path planning is achieved through TPS, and in the micro-scale range, discrete routing points are achieved via RLTT. Third, the proposed motion planning method is designed by combining sophisticated rules, and a theoretical analysis is provided to guarantee the efficiency of our method. Finally, related experiments are conducted to evaluate the effectiveness of the proposed method; our method can reduce 19.9% of the distance cost in the experiments as compared to the traditional method. Experimental results indicate that the proposed method can help mitigate the gap between data-driven and traditional methods, provide better performance for automated driving, and facilitate the use of RL methods in more fields.
Deployment of Reinforcement Learning (RL) algorithms for robotics applications in the real world requires ensuring the safety of the robot and its environment. Safe Robot RL (SRRL) is a crucial step toward achieving human-robot coexistence. In this paper, we envision a human-centered SRRL framework consisting of three stages: safe exploration, safety value alignment, and safe collaboration. We examine the research gaps in these areas and propose to leverage interactive behaviors for SRRL. Interactive behaviors enable bi-directional information transfer between humans and robots, such as conversational robot ChatGPT. We argue that interactive behaviors need further attention from the SRRL community. We discuss four open challenges related to the robustness, efficiency, transparency, and adaptability of SRRL with interactive behaviors.
14 January 2025 in IEEE Transactions on Pattern Analysis and Machine Intelligence
In numerous reinforcement learning (RL) problems involving safety-critical systems, a key challenge lies in balancing multiple objectives while simultaneously meeting all stringent safety constraints. To tackle this issue, we propose a primal-based framework that orchestrates policy optimization between multi-objective learning and constraint adherence. Our method employs a novel natural policy gradient manipulation method to optimize multiple RL objectives and overcome conflicting gradients between different objectives, since the simple weighted average gradient direction may not be beneficial for specific objectives due to misaligned gradients of different objectives. When there is a violation of a hard constraint, our algorithm steps in to rectify the policy to minimize this violation. Particularly, We establish theoretical convergence and constraint violation guarantees, and our proposed method also outperforms prior state-of-the-art methods on challenging safe multi-objective RL tasks.
7 February 2020 in Proceedings of the Institution of Mechanical Engineers, Part M: Journal of Engineering for the Maritime Environment
The maneuvering characteristics of the unmanned surface vehicle itself are very important to motion planning due to the limited water scale area. If the size, motion state, and maneuvering characteristics of the unmanned surface vehicle are not considered, the shortest path obtained is actually not feasible in the restricted waters. In this article, the widely used A* algorithm is improved by accounting for the maneuvering characteristics of the unmanned surface vehicle, named as the Label-A* Algorithm, which is further employed to fix the problem related to the motion planning for the unmanned surface vehicle in restricted waters. The solution to the motion planning mainly contains three stages. First, the unmanned surface vehicle trajectory unit library is established based on its maneuvering characteristics; second, an improved label-A* Algorithm is constructed, and the unmanned surface vehicle motion planning method is proposed with the trajectory unit, which is suitable for the restricted waters; Finally, numerical simulations and filed tests are designed to verify the formulated model and proposed algorithm. The motion planning method can simultaneously meet the state constraints, maneuvering characteristics constraints, and water scale constraints of unmanned surface vehicle.