Ship lock as a typical hydraulic structure has become an important node in waterway transportation. Due to the long operating life and high demand of throughput, many locks are under the overloaded operation situation. However, the service condition assessment of ship locks has rarely been directly studied, and there is a lack of an efficient and standardized method owing to the complex structure of the ship lock system. In this paper, a multi-level hierarchical system including 36 indexes was constructed based on the engineering breakdown structure theory. The synthetic weights of indexes were determined by the order relation method and entropy weight method combining subjectivity and objectivity. The extension cloud model combining the extension theory and cloud model was put forward, aiming to deal with the uncertainty of fuzziness and randomness in the evaluation process. Then, two typical locks were investigated, and the numerical scores indicated that their states belong to Level III and Level IV, respectively. The proposed method reveals the structural condition and provides theoretical reference for the maintenance of ship locks, which can be applied with generalizability and operability.

The shipping industry faces a pressing challenge with carbon emissions, prompting a focus on speed optimization for energy conservation and emission reduction. While much research has centered on optimizing speeds in oceans and rivers, canals have received less attention, despite their unique challenges of narrow waterways and busy locks. This study fills this gap by establishing a fuel consumption prediction model integrating key environmental factors such as water depth, width, and flow velocity. Drawing upon established methodologies in speed optimization, this study augments these models with waiting time limits for each canal segment. To validate the efficacy of the model, three representative ships are selected as case studies. The findings reveal a high predictive capability of the fuel consumption model, as evidenced by R² values exceeding 0.97 across all cases. Notably, the optimization approach yields a fuel consumption reduction ranging from 4% to 5% for short waiting times. Furthermore, compared to conventional methods, the proposed optimization strategy achieves an 8.19% enhancement in fuel consumption and carbon emission reduction for long waiting times, culminating in an overall optimization rate of 11.54%. These results underscore the significance of employing the proposed speed optimization methodology, particularly during peak periods of canal congestion.

Sensors are widely used in inland waterway buoys to monitor their position, but the collected data are often affected by noise, outliers, and irregular sampling intervals. To address these challenges, a standardized data processing framework is proposed. Outliers are identified using a hybrid approach combining interquartile range filtering and Isolation Forest algorithm. Interpolation methods are adaptively selected based on time intervals. For short-term gaps, cubic spline interpolation is applied, otherwise, a method that combines dominant periodicity estimation with physical constraints based on power spectral density (PSD) is proposed. An adaptive unscented Kalman filter (AUKF), integrated with the Singer motion model, are applied for denoising, dynamically adjusting to local noise statistics and capturing acceleration dynamics. Afterwards, a set of time-frequency features are extracted, including centrality, directional dispersion, and wavelet transform-based features. Taking the lower Yangtze River as a case study, representative buoys are selected based on dynamic time warping similarity. The features analysis result show that the movement of buoys is closely related to the dynamics dominated by the semi-diurnal tide, and is also affected by runoff and accidents. The method improves the quality and interpretability of buoy motion data, facilitating more robust monitoring and hydrodynamic analysis.

This paper addresses the bidirectional multi-chamber lock scheduling problem by formulating a multi-objective mixed-integer linear programming (MILP) model that simultaneously minimizes average ship waiting time and maximizes chamber utilization. A tailored adaptive large neighborhood search (ALNS) algorithm is developed specifically based on the principle of the destruction and reconstruction of solutions. The algorithm efficacy is validated using the real-word data from Huai’an Lock of the Subei canal. The scheduling rules and parameters are defined from practical operation records. Simulation results demonstrate that the ALNS-based optimization significantly improves lock performance with average chamber utilization increasing by 12.98% and waiting time decreasing by 44.40%. Sensitivity analyses on objective weights further confirm the robustness of the proposed method. Benchmark comparisons with a greedy heuristic, genetic algorithm (GA), and particle swarm optimization (PSO) highlight the effectiveness and computational efficiency of ALNS. This study further explores a threshold-based directional control strategy, showing that relaxing strict alternating-direction rules under asymmetric traffic demand can improve efficiency. The findings provide practical insights for lock scheduling, offering decision support for lock authorities in designing adaptive scheduling and directional control policies.