Connected and automated vehicles (CAVs) have a great potential to improve traffic efficiency in mixed traffic systems, which has been demonstrated by multiple numerical simulations and field experiments. However, some fundamental properties of mixed traffic flow, including controllability and stabilizability, have not been well understood. This paper analyzes the controllability of mixed traffic systems and designs a system-level optimal control strategy. Using the Popov-Belevitch-Hautus (PBH) criterion, we prove for the first time that a ring-road mixed traffic system with one CAV and multiple heterogeneous human-driven vehicles is not completely controllable, but is stabilizable under a very mild condition. Then, we formulate the design of a system-level control strategy for the CAV as a structured optimal control problem, where the CAV’s communication ability is explicitly considered. Finally, we derive an upper bound for reachable traffic velocity via controlling the CAV. Extensive numerical experiments verify the effectiveness of our analytical results and the proposed control strategy. Our results validate the possibility of utilizing CAVs as mobile actuators to smooth traffic flow actively.

Connected and autonomous vehicles (CAVs) have great potential to improve road transportation systems. Most existing strategies for CAVs’ longitudinal control focus on downstream traffic conditions, but neglect the impact of CAVs’ behaviors on upstream traffic flow. In this paper, we introduce a notion of Leading Cruise Control (LCC), in which the CAV maintains car-following operations adapting to the states of its preceding vehicles, and also aims to lead the motion of its following vehicles. Specifically, by controlling the CAV, LCC aims to attenuate downstream traffic perturbations and smooth upstream traffic flow actively. We first present the dynamical modeling of LCC, with a focus on three fundamental scenarios: car-following, free-driving, and Connected Cruise Control. Then, the analysis of controllability, observability, and head-to-tail string stability reveals the feasibility and potential of LCC in improving mixed traffic flow performance. Extensive numerical studies validate that the capability of CAVs in dissipating traffic perturbations is further strengthened when incorporating the information of the vehicles behind into the CAVs’ control.

For the control of connected and autonomous vehicles (CAVs), most existing methods focus on model-based strategies. They require explicit knowledge of car-following dynamics of human-driven vehicles that are nontrivial to identify accurately. In this article, instead of relying on a parametric car-following model, we introduce a data-driven nonparametric strategy, called Data-EnablEd Predictive Leading Cruise Control (DeeP-LCC), to achieve safe and optimal control of CAVs in mixed traffic. We first utilize Willems’ fundamental lemma to obtain a data-centric representation of mixed traffic behavior. This is justified by rigorous analysis on controllability and observability properties of mixed traffic. We then employ a receding horizon strategy to solve a finite-horizon optimal control problem at each time step, in which input–output constraints are incorporated for collision-free guarantees. Numerical experiments validate the performance of DeeP-LCC compared to a standard predictive controller that requires an accurate model. Multiple nonlinear traffic simulations further confirm its great potential on improving traffic efficiency, driving safety, and fuel economy.

Cooperative formation and control of autonomous vehicles (AVs) promise increased efficiency and safety on public roads. In single-lane mixed traffic consisting of AVs and human-driven vehicles (HDVs), the prevailing platooning of multiple AVs is not the only choice for cooperative formation. In this paper, we investigate how different formations of AVs impact traffic performance from a set-function optimization perspective. We first reveal a stability invariance property and a diminishing improvement property of noncooperative formation when AVs adopt an independently designed Adaptive Cruise Control (ACC) strategy. Then, we focus on the case of cooperative formation where AVs utilize a centralized optimal controller. We further investigate the corresponding optimal formation of multiple AVs using set-function optimization. Two predominant optimal formations, i.e. , uniform distribution and platoon formation, emerge from extensive numerical experiments. Interestingly, platooning might have the least potential to improve traffic performance when HDVs have poor string stability behavior. These results suggest more opportunities for cooperative formation of AVs, beyond platooning, in practical mixed traffic flow.