We describe a method to estimate the capacity limit of fiber-optic communication systems (or ¿fiber channels¿) based on information theory. This paper is divided into two parts. Part 1 reviews fundamental concepts of digital communications and information theory. We treat digitization and modulation followed by information theory for channels both without and with memory. We provide explicit relationships between the commonly used signal-to-noise ratio and the optical signal-to-noise ratio. We further evaluate the performance of modulation constellations such as quadrature-amplitude modulation, combinations of amplitude-shift keying and phase-shift keying, exotic constellations, and concentric rings for an additive white Gaussian noise channel using coherent detection. Part 2 is devoted specifically to the "fiber channel.'' We review the physical phenomena present in transmission over optical fiber networks, including sources of noise, the need for optical filtering in optically-routed networks, and, most critically, the presence of fiber Kerr nonlinearity. We describe various transmission scenarios and impairment mitigation techniques, and define a fiber channel deemed to be the most relevant for communication over optically-routed networks. We proceed to evaluate a capacity limit estimate for this fiber channel using ring constellations. Several scenarios are considered, including uniform and optimized ring constellations, different fiber dispersion maps, and varying transmission distances. We further present evidences that point to the physical origin of the fiber capacity limitations and provide a comparison of recent record experiments with our capacity limit estimation.

Coding strategies that exploit node cooperation are developed for relay networks. Two basic schemes are studied: the relays decode-and-forward the source message to the destination, or they compress-and-forward their channel outputs to the destination. The decode-and-forward scheme is a variant of multihopping, but in addition to having the relays successively decode the message, the transmitters cooperate and each receiver uses several or all of its past channel output blocks to decode. For the compress-and-forward scheme, the relays take advantage of the statistical dependence between their channel outputs and the destination's channel output. The strategies are applied to wireless channels, and it is shown that decode-and-forward achieves the ergodic capacity with phase fading if phase information is available only locally, and if the relays are near the source node. The ergodic capacity coincides with the rate of a distributed antenna array with full cooperation even though the transmitting antennas are not colocated. The capacity results generalize broadly, including to multiantenna transmission with Rayleigh fading, single-bounce fading, certain quasi-static fading problems, cases where partial channel knowledge is available at the transmitters, and cases where local user cooperation is permitted. The results further extend to multisource and multidestination networks such as multiaccess and broadcast relay channels.

A coding and modulation technique is studied where the coded bits of an irregular low-density parity-check (LDPC) code are passed directly to a modulator. At the receiver, the variable nodes of the LDPC decoder graph are connected to detector nodes, and iterative decoding is accomplished by viewing the variable and detector nodes as one decoder. The code is optimized by performing a curve fitting on extrinsic information transfer charts. Design examples are given for additive white Gaussian noise channels, as well as multiple-input, multiple-output (MIMO) fading channels where the receiver, but not the transmitter, knows the channel. For the MIMO channels, the technique operates within 1.25 dB of capacity for various antenna configurations, and thereby outperforms a scheme employing a parallel concatenated (turbo) code by wide margins when there are more transmit than receive antennas.

Extrinsic information transfer (EXIT) charts are a tool for predicting the convergence behavior of iterative processors for a variety of communication problems. A model is introduced that applies to decoding problems, including the iterative decoding of parallel concatenated (turbo) codes, serially concatenated codes, low-density parity-check (LDPC) codes, and repeat-accumulate (RA) codes. EXIT functions are defined using the model, and several properties of such functions are proved for erasure channels. One property expresses the area under an EXIT function in terms of a conditional entropy. A useful consequence of this result is that the design of capacity-approaching codes reduces to a curve-fitting problem for all the aforementioned codes. A second property relates the EXIT function of a code to its Helleseth-Klove-Levenshtein information functions, and thereby to the support weights of its subcodes. The relation is via a refinement of information functions called split information functions, and via a refinement of support weights called split support weights. Split information functions are used to prove a third property that relates the EXIT function of a linear code to the EXIT function of its dual.

A new outer bound on the capacity region of Gaussian interference channels is developed. The bound combines and improves existing genie-aided methods and is shown to give the sum-rate capacity for noisy interference as defined in this paper. Specifically, it is shown that if the channel crosstalk coefficient magnitudes lie below thresholds defined by the power constraints then single-user detection at each receiver is sum-rate optimal, i.e., treating the interference as noise incurs no loss in performance. This is the first capacity result for the Gaussian interference channel with weak to moderate interference. Furthermore, for certain mixed (weak and strong) interference scenarios, the new outer bounds give a corner point of the capacity region.

This paper considers the compound wiretap channel, which generalizes Wyner's wiretap model to allow the channels to the (legitimate) receiver and to the eavesdropper to take a number of possible states. No matter which states occur, the transmitter guarantees that the receiver decodes its message and that the eavesdropper is kept in full ignorance about the message. The compound wiretap channel can also be viewed as a multicast channel with multiple eavesdroppers, in which the transmitter sends information to all receivers and keeps the information secret from all eavesdroppers. For the discrete memoryless channel, lower and upper bounds on the secrecy capacity are derived. The secrecy capacity is established for the degraded channel and the semideterministic channel with one receiver. The parallel Gaussian channel is further studied. The secrecy capacity and the secrecy degree of freedom () are derived for the degraded case with one receiver. Schemes to achieve the for the case with two receivers and two eavesdroppers are constructed to demonstrate the necessity of a prefix channel in encoder design. Finally, the multi-antenna (i.e., MIMO) compound wiretap channel is studied. The secrecy capacity is established for the degraded case and an achievable is given for the general case.