This paper proposes a joint estimation method for source number and DOA based on an improved convolutional neural network for unknown source number and undetermined DOA estimation. By analyzing the signal model, the paper designs a convolutional neural network model based on the existence of a mapping relationship between the covariance matrix and both the source number and DOA estimation. The model, which discards the pooling layer to avoid data loss and introduces the dropout method to improve generalization, takes the signal covariance matrix as input and the two branches of source number estimation and DOA estimation as outputs, and achieves the unfixed number of DOA estimation by filling in invalid values. Simulation experiments and analysis of the results show that the algorithm can effectively achieve the joint estimation of source number and DOA. Under the conditions of high SNR and a large snapshot number, both the proposed algorithm and the traditional algorithm have high estimation accuracy, while under the conditions of low SNR and a small snapshot, the algorithm is better than the traditional algorithm, and under the underdetermined conditions, where the traditional algorithm often fails, the algorithm can still achieve the joint estimation.

Sparse arrays are of deep concern due to their ability to identify more sources than the number of sensors, among which the hole-free difference co-array (DCA) with large degrees of freedom (DOFs) is a topic worth discussing. In this paper, we propose a novel hole-free nested array with three sub-uniform line arrays (NA-TS). The one-dimensional (1D) and two-dimensional (2D) representations demonstrate the detailed configuration of NA-TS, which indicates that both nested array (NA) and improved nested array (INA) are special cases of NA-TS. We subsequently derive the closed-form expressions for the optimal configuration and the available number of DOFs, concluding that the DOFs of NA-TS is a function of the number of sensors and the number of the third sub-ULA. The NA-TS possesses more DOFs than several previously proposed hole-free nested arrays. Finally, the superior direction of arrival (DOA) estimation performance based on the NA-TS is supported by numerical examples.

To address the weakness that the difference co-array (DCA) only enhances the degrees of freedom (DOFs) to a limited extent, a new configuration called the generalized nested array via difference–sum co-array (GNA-DSCA) is proposed for direction of arrival (DOA) estimation. We consider both the temporal and spatial information of the array output to construct the DSCA model, based on which the DCA and sum co-array (SCA) of the GNA are systematically analyzed. The closed-form expression of the DOFs for the GNA-DSCA is derived under the determined dilation factors. The optimal results show that the GNA-DSCA has a more flexible configuration and more DOFs than the GNA-DCA. Moreover, the larger dilation factors yield significantly wider virtual aperture, which indicates that it is more attractive than the reported DSCA-based sparse arrays. Finally, a hole-filling strategy based on atomic norm minimization (ANM) is utilized to overcome the degradation of the estimation performance due to the non-uniform virtual array, thus achieving accurate DOA estimation. The simulation results verify the superiority of the proposed configuration in terms of virtual array properties and estimation performance.