Retractions of scientific articles are becoming the most relevant institution for making sense of scientific misconduct. An increasing number of retracted articles, mainly attributed to misconduct, is currently providing a new empirical basis for research about scientific misconduct. This article reviews the relevant research literature from an interdisciplinary context. Furthermore, the results from these studies are contextualized sociologically by asking how scientific misconduct is made visible through retractions. This study treats retractions as an emerging institution that renders scientific misconduct visible, thus, following up on the sociology of deviance and its focus on visibility. The article shows that retractions, by highlighting individual cases of misconduct and general policies for preventing misconduct while obscuring the actors and processes through which retractions are effected, produce highly fragmented patterns of visibility. These patterns resemble the bifurcation in current justice systems.
Academic publishing is undergoing profound changes that shape the conditions of knowledge production and the way research is communicated, prompting a lively debate on how the various activities of those involved can be adequately acknowledged in publications. This contribution aims to empirically examine the relationship between authorship regulations in journal policies, the disciplinary variance in authorship practice and larger concepts of academic authorship. Analyzing (1) editorial policies and (2) data from an interdisciplinary survey of scientists, we examine to what extent disciplinary variances are reflected in the policies as well as in researchers' individual understandings. Here we find that the regulation of authorship qua policies is primarily effected at the level of the publishers. Although considerable disciplinary variations of journal policies are sometimes suggested in the literature, we find only minor differences in authorship criteria. The survey data however show that researchers' understandings of authorship exhibit significant, discipline-specific differences, as well as differences related to the characteristics of the research practice. It hence becomes clear that discipline-specific conditions of knowledge production with the resulting differences in authorship practices are hardly reflected in authorship policies. We conclude that the regulatory ambitions of authorship policies mostly focus on the prevention and elimination of deficits in the quality and integrity of scientific publications. Thus, it seems questionable whether authorship policies in their current form are suitable instruments for mediating between diverse authorship practices and normative ideals of legitimate authorship.
Sanctions for plagiarism, falsification and fabrication in research are primarily symbolic. This paper investigates sanctions for scientific misconduct and their preceding investigation processes as visible and legitimate symbols. Using three different data sources (retraction notices, expert interviews, and a survey of scientists), we show that sanctions for scientific misconduct operate within a cycle of visibility, in which sanctions are highly visible, while investigation and decision-making procedures remain mostly invisible. This corresponds to high levels of acceptance of sanctions in the scientific community, but a low acceptance of the respective authorities. Such a punitiveness in turn exacerbates confidentiality concerns, so that authorities become even more secretive. We argue that punitiveness towards scientific misconduct is driven by such a cycle of invisibility.
This article draws on research traditions and insights from Criminology to elaborate on the problems associated with current practices of measuring scientific misconduct. Analyses of the number of retracted articles are shown to suffer from the fact that the distinct processes of misconduct, detection, punishment, and publication of a retraction notice, all contribute to the number of retractions and, hence, will result in biased estimates. Self-report measures, as well as analyses of retractions, are additionally affected by the absence of a consistent definition of misconduct. This problem of definition is addressed further as stemming from a lack of generally valid definitions both on the level of measuring misconduct and on the level of scientific practice itself. Because science is an innovative and ever-changing endeavor, the meaning of misbehavior is permanently shifting and frequently readdressed and renegotiated within the scientific community. Quantitative approaches (i.e., statistics) alone, thus, are hardly able to accurately portray this dynamic phenomenon. It is argued that more research on the different processes and definitions associated with misconduct and its detection and sanctions is needed. The existing quantitative approaches need to be supported by qualitative research better suited to address and uncover processes of negotiation and definition.
In the sociology of (e)valuation, the factor of visibility, i.e. who can see whom when and in what ways, is discussed as an important facet of evaluation processes. By bringing together theoretical perspectives on visibility with recent literature on evaluation we shed light on the calibration of visibility in and through evaluation processes. We delineate different constellations of visibility and their specific effects - recognition, control, singularity - and highlight how the deliberate production of (in-) visibility decides on how something or somebody is evaluated and how visibility becomes itself a substantial result of evaluation processes.
Automatic screening tools such as plagiarism scanners play an increasing role in journals’ efforts to detect and prevent violations of research integrity. More than just neutral technological means, these tools constitute normatively charged instruments for governance. Employing the analytical concept of the digital imaginary, this contribution investigates the normative concepts that play a role in journals’ use of automatic screening. Using survey data of journal editors, as well as guidance documents by academic publishers and the Committee of Publication Ethics, it traces how editors normatively situate their (non-)use of automatic screening tools in two opposing imaginaries of academic publishing: One that portrays academic publishing as a small and safe community, and one that sees it as a vast and dangerous space. These imaginaries reflect the social and epistemic characteristics and publication cultures in different academic fields, and both entail different modes of control. Additionally, they are shaped by a focus on plagiarism screening as a specific form of automatic screening that critically hinges on the issue of size of the publishing space, which exemplifies the mutual constitution of a specific problem, an imaginary where this problem becomes meaningful, and the availability of a tool that targets this problem.