Many areas of academic and industrial work make use of the notion of a ‘technology’. This paper attempts to reduce the ambiguity around the definition of what constitutes a ‘technology’ by extension of a method described previously that finds highly relevant patent sets for specified technological fields. The method relies on a less ambiguous definition that includes both a functional component and a component consisting of the underlying knowledge in a technological field to form a two-component definition. These two components form a useful definition of a technology that allows for objective, repeatable and thus comparable analysis of specific technologies. 28 technological domains are investigated: the extension of an earlier technique is shown to be capable of finding highly relevant and complete patent sets for each of the technologies. Overall, about 500,000 patents from 1976 to 2012 are classified into these 28 domains. The patents in each of these sets are not only highly relevant to the domain of interest but there are relatively low numbers of patents classified into any two of these domains (total patents classified in two domains are 2.9 % of the total patents and the great majority of patent class pairs have zero overlap with a few of the 378 patent class pairs containing the bulk of the doubly listed patents). On the other hand, the patents within a given domain cite patents in other domains about 90 % of the time. These results suggest that technology can be usefully decomposed to distinct units but that the inventions in these relatively tightly contained units depend upon widely spread additional knowledge.

Many products are manufactured in networks of firms linked by transactions, but comparatively little is known about how or why such transaction networks differ. This article investigates the transaction networks of two large sectors in Japan at a single point in time. In characterizing these networks, our primary measure is “hierarchy,” defined as the degree to which transactions flow in one direction, from “upstream” to “downstream.” Our empirical results show that the electronics sector exhibits a much lower degree of hierarchy than the automotive sector because of the presence of numerous inter-firm transaction cycles. These cycles, in turn, reveal that a significant group of firms have two-way “vertically permeable boundaries”: (i) they participate in multiple stages of an industry’s value chain, hence are vertically integrated, but also (ii) they allow both downstream units to purchase intermediate inputs from and upstream units to sell intermediate goods to other sector firms. We demonstrate that the 10 largest electronics firms had two-way vertically permeable boundaries while almost no firms in the automotive sector had adopted that practice.

Greenhouse gas emissions from anthropogenic sources are believed to be the main cause of global warming and climate change. Furthermore, fossil fuels are forecasted to remain the dominant source of energy in the near future. Therefore, capture and sequestration of greenhouse gases and in particular carbon dioxide is likely to be a major pathway toward environmental protection and energy sustainability. Such clarity has stimulated an intense and diverse range of research into various capture and mitigation technologies, which race with global warming in real-time. Quantification of the performance improvement rates of these technologies can inform decision-makers’ long-term investment strategies, and help researchers to identify technical bottlenecks and research potential. The present research estimates the yearly performance improvement rate of CO₂ capture, non-CO₂ GHG capture, and GHG mitigation technologies, using a novel method based on patent data and the corresponding citation network. Our findings suggest that membrane-based, condensation/rectification-based, and adsorption-based carbon capture are the most promising technologies. Furthermore, the average CO₂ capture technologies are likely to improve slightly faster than solar, wind, and battery technologies, indicating their important role in future electrical grids. Unfortunately, subterranean or submarine CO₂ storage was identified as a slow-growing technological domain and potentially a bottleneck in the future sustainable carbon chain, which requires further efforts.

This paper applies objective methods to explore the technological origins of the widely acclaimed CRISPR breakthrough in the technological domain of genome engineering. Previously developed patent search techniques are first used to recover a set of patents that well-represent the genome editing domain before CRISPR. Main paths are then determined from the citation network associated with this patent set allowing identification of the three major knowledge trajectories. The most significant of these trajectories for CRISPR involves the core of genome editing with less significant trajectories involving cloning and endonuclease specific developments. The major patents on the core trajectory are consistent with qualitative expert knowledge of the topical area. A second set of patents that we call the CRISPR roots are obtained by finding the patents directly cited by the recent CRISPR patents along with patents cited by that set of patents. We find that the CRISPR roots contain 8 key patents from the genome engineering main path associated with restriction endonucleases and the expected strong connection of CRISPR to prior genome editing technology such as Zn finger nucleases. Nonetheless, analysis of the full CRISPR roots shows that a very wide array of technological knowledge beyond genome engineering has contributed to achieving the CRISPR breakthrough. Such breadth in origins is not surprising since “spillover” is generally perceived as important and previous qualitative studies of CRISPR have shown not only technological breadth in origins but scientific breadth as well. In addition, we find that the estimated rate of functional performance improvement of the CRISPR roots set is about 9% per year compared to the genome engineering set (~4% per year). These estimates indicate below average rates of improvement and may indicate that CRISPR (and perhaps yet undiscovered) genome engineering developments could evolve in effectiveness over an upcoming long rather than short time period.