Accurate estimation of forest canopy height and understory terrain in mountainous regions is crucial for carbon stock assessment under the Paris Agreement but remains challenging. This study aimed to evaluate ICESat-2’s performance in these complex environments. To achieve this, ICESat-2 ATL03 Version 6 photon data were processed using a novel adaptive DBSCAN algorithm (BDT-ADBSCAN) in Pu’er City, China, a biodiversity hotspot, and results were validated against airborne LiDAR. ICESat-2 achieved high terrain retrieval accuracy (R2 = 1.00, RMSE = 0.91 m), primarily affected by slope, while canopy height retrieval was less accurate (R2 = 0.53, RMSE = 6.45 m) with systematic underestimation, mainly influenced by canopy height itself. Nighttime strong-beam acquisitions substantially improved accuracies for both products. This research demonstrates ICESat-2’s viability for high-resolution digital terrain modeling and provides quality control thresholds for forest structure estimation in challenging regions, addressing validation gaps in Asian biodiversity hotspots and supporting carbon monitoring for UN Sustainable Development Goals.
Accurate above-ground biomass (AGB) quantification is confounded by signal saturation and data fusion challenges, particularly in structurally complex ecosystems like bamboo forests. To address these gaps, this study developed a two-stage framework to map the AGB of Dendrocalamus giganteus in a subtropical mountain environment. This study first employed Empirical Bayesian Kriging Regression Prediction (EBKRP) to spatialize sparse GEDI and ICESat-2 LiDAR metrics using Sentinel-2 and topographic covariates. Subsequently, a stacked ensemble model, integrating four machine learning algorithms, predicted AGB from the full suite of continuous variables. The stacking model achieved high predictive accuracy (R2 = 0.84, RMSE = 11.07 Mg ha−1) and substantially mitigated the common bias of underestimating high AGB, improving the predicted observed regression slope from a base model average of 0.63 to 0.81. Furthermore, SHAP analysis provided mechanistic insights, identifying the canopy photon rate as the dominant predictor and quantifying the ecological thresholds governing AGB distribution. The mean AGB density was 71.8 ± 21.9 Mg ha−1, with its spatial pattern influenced by elevation and human settlements. This research provides a robust framework for synergizing multi-source remote sensing data to improve AGB estimation, offering a refined methodological pathway for large-scale carbon stock assessments.
Accurate above-ground biomass (AGB) quantification is confounded by signal saturation and data fusion challenges, particularly in structurally complex ecosystems like bamboo forests. To address these gaps, this study developed a two-stage framework to map the AGB of Dendrocalamus giganteus in a subtropical mountain environment. This study first employed Empirical Bayesian Kriging Regression Prediction (EBKRP) to spatialize sparse GEDI and ICESat-2 LiDAR metrics using Sentinel-2 and topographic covariates. Subsequently, a stacked ensemble model, integrating four machine learning algorithms, predicted AGB from the full suite of continuous variables. The stacking model achieved high predictive accuracy (R² = 0.84, RMSE = 11.07 Mg ha⁻¹) and substantially mitigated the common bias of underestimating high AGB, improving the predicted-observed regression slope from a base-model average of 0.63 to 0.81. Furthermore, SHAP analysis provided mechanistic insights, identifying canopy photon rate as the dominant predictor and quantifying the ecological thresholds governing AGB distribution. The mean AGB density was 71.8 ± 21.9 Mg ha⁻¹, with its spatial pattern influenced by elevation and human settlements. This research provides a robust framework for synergizing multi-source remote sensing data to improve AGB estimation, offering a refined methodological pathway for large-scale carbon stock assessments.
In forest remote sensing monitoring of complex terrain, spaceborne lidar data has become a key technology for obtaining large-scale forest structure parameters due to its uniquethree-dimensional observation capabilities. However, in complex terrain conditions, there are still many challenges for spaceborne lidar. Particularly in mountainous forest areas with significant topographic relief, overcoming the limitations imposed by complex terrain conditions to achieve high-precision forest stock volume estimation has emerged as one of the most challenging and cutting-edge research areas in vegetation remote sensing. Objective: This study aims to explore the feasibility and methods of forest stock volume estimation using spaceborne lidar data ICESat-2/ATL08 in complex terrain and to compare the effectiveness of three machine learning regression models for this purpose. Method: Based on the ATL08 product from ICESat-2/ATLAS data, a sequential Gaussian conditional simulation was used for spatial interpolation of forest areas in Jingdong Yi Autonomous County, Pu’er City, Yunnan Province. XGBoost, LightGBM, and Random Forest methods were then employed to develop stock volume models, and their estimation capabilities were analyzed and compared. Results: (1) Among the 57 ICESat-2/ATLAS footprint parameters extracted, 13 were retained for interpolation after analysis and screening. (2) Based on sequential Gaussian conditional simulation, three parameters demonstrating lower interpolation accuracy were eliminated, with the remaining ten parameters allocated for inversion model development. (3) In terms of inversion model accuracy, XGBoost outperformed LightGBM and Random Forest, achieving an R2 of 0.89 and an rRMSE of 10.5912. The average forest stock volume derived from the inversion was 141.00 m3/hm2. Conclusions: Overall, large-area forest stock volume estimation through spaceborne Lidar inversion using ICESat-2/ATLAS photon-counting footprints proved feasible for mountainous environments with complex terrain. The XGBoost method demonstrates strong forest stock volume inversion capabilities. This study provides a case study for investigating forest structure parameters in complex mountainous terrain using spaceborne lidar ICESat-2/ATLAS data.
Accurate estimation of forest canopy height and understory terrain in mountainous regions is crucial for carbon stock assessment under the Paris Agreement but remains challenging. This study aimed to evaluate ICESat-2's performance in these complex environments. To achieve this, ICESat-2 ATL03 Version 6 photon data were processed using a novel adaptive DBSCAN algorithm (BDT-ADBSCAN) in Pu'er City, China, a biodiversity hotspot, and results were validated against airborne LiDAR. ICESat-2 achieved high terrain retrieval accuracy (R2=1.00, RMSE=0.91 m), primarily affected by slope, while canopy height retrieval was less accurate (R2=0.53, RMSE=6.45 m) with systematic underestimation, mainly influenced by canopy height itself. Nighttime strong beam acquisitions substantially improved accuracies for both products. This research demonstrates ICESat-2's viability for high-resolution digital terrain modeling and provides quality control thresholds for forest structure estimation in challenging regions, addressing validation gaps in Asian biodiversity hotspots and supporting carbon monitoring for UN Sustainable Development Goals.