Growing concern about forest degradation and loss, combined with the political impetus supplied by the Earth Summit in 1992, led to the establishment of eleven intergovernmental, regional, and international forest-related processes focused on the use of criteria and indicators (C&I) for sustainable forest management (SFM). Up to 171 countries have participated in these processes to apply C&I frameworks as a tool for data collection, monitoring, assessment, and reporting on SFM and on achieving various forest-related UN Sustainable Development Goals. Based on an expert survey and literature analysis we identify six interlinked impact domains of C&I efforts: (1) enhanced discourse and understanding of SFM; (2) shaped and focused engagement of science in SFM; (3) improved monitoring and reporting on SFM to facilitate transparency and evidence-based decision-making; (4) strengthened forest management practices; (5) facilitated assessment of progress towards SFM goals; and (6) improved forest-related dialog and communication. We conclude that the 25-year history of C&I work in forestry has had significant positive impacts, though challenges do remain for the implementation of C&I and progress towards SFM. The work should be continued and carried over to other sectors to advance sustainability goals more broadly.

The use of criteria and indicators (C&I) for data collection, monitoring, assessing and reporting on sustainable forest management (SFM) has been growing since the Earth Summit in 1992, supported by eleven intergovernmental, regional and international forest-related C&I processes. The initial effort led to varying levels of implementation across countries. Several processes never went much beyond the adoption of a first set of C&I while others have made substantial progress. In recent years, interest in C&I for SFM has again increased. In light of the Sustainable Development Goals and emerging global challenges the contribution of C&I to monitor, assess and report on forest conditions and trends is increasingly important. We compare and analyse the structure, activities and progress of the intergovernmental C&I processes. The work is based on document analysis and questionnaires sent to the secretariats of the processes and C&I experts. We found many similarities but also major differences in the structure and content of the C&I sets. The results provide a context for discussing and understanding why some of the C&I processes are successful in their work while others have stalled. Finally, we propose the required ingredients for success for the future activities of the forest-related intergovernmental C&I processes.

Forests across the U.S. and U.S. affiliated islands of the Caribbean and Pacific constitute rich and dynamic social-ecological systems that, while heterogeneous in many ways, share certain characteristics and trends that underscore the utility of sustainability assessments that go beyond single jurisdictional efforts. This paper summarizes a recent effort to assess the sustainability of tropical island forests of and politically affiliated with the U.S. using the Montréal Process criteria and indicator framework (MP C&I), which address ecological, social, economic, and institutional dimensions of forests. Forests cover 45 percent of the total area and more than 50 percent of each island jurisdiction, except Hawaii (36 percent). Forest cover is generally stable over much of the area in terms of recent reference conditions. The history of human occupation and land alteration is a prominent determinant of current conditions throughout the islands, which exhibit relatively high rates of threatened species in comparison to mainland counterparts and particularly where endemism is high. The islands also harbor significant areas of new or novel assemblages of native and non-native forest species, predominately on abandoned agricultural lands cleared of native forests long ago, which have been shown to contribute to the restoration of these degraded lands and provide many other ecosystem services at levels as high as and in some cases higher than native forests. Although industrial-level commercial timber harvest is small to nonexistent on most islands, socioeconomic and cultural linkages to forests are extensive but difficult to quantify. Amassing a foundation of data sufficient to address the MP C&I was challenging, in part due to the heterogeneity of the islands, island geography, and limited reporting capacities. We document significant improvements in the availability of data important for sustainability assessments in the last decade or so, especially with the extension of the U.S. Department of Agriculture Forest Service Forest Inventory and Analysis program to the islands. Likewise, we find the MP C&I to be a useful tool for organizing and presenting information important for assessing forest sustainability. Nevertheless, considerable data gaps remain in the areas of biodiversity, forest functions and processes, and socioeconomic conditions of forests, which are critical elements to track across the islands, particularly in the context of climate change and ongoing anthropogenic pressures.

Thesis (Ph. D.)--University of Washington, 1999