For health prognostic task, ever-increasing efforts have been focused on machine learning based methods, which are capable of yielding accurate remaining useful life (RUL) estimation for industrial equipment or components without exploring the degradation mechanism. A prerequisite ensuring the success of these methods depends on a wealth of run-to-failure data; however, run-to-failure data may be insufficient in practice. That is, conducting a substantial amount of destructive experiments not only is of high cost but also may cause catastrophic consequences. Out of this consideration, an enhanced RUL framework focusing on data self-generation is put forward for both noncyclic and cyclic degradation patterns for the first time. It is designed to enrich data from a data-driven way, generating realistic-like time-series to enhance current RUL methods. First, high-quality data generation is ensured through the proposed convolutional recurrent generative adversarial network, which adopts a two-channel fusion convolutional recurrent neural network. Next, a hierarchical framework is proposed to combine generated data into current RUL estimation methods. Finally, in this article the efficacy of the proposed method is verified through both noncyclic and cyclic degradation systems. With the enhanced RUL framework, an aero-engine system following noncyclic degradation has been tested using three typical RUL models. State-of-the-art RUL estimation results are achieved by enhancing capsule network with generated time-series. Specifically, estimation errors evaluated by the index score function have been reduced by 21.77 $\%$ and 32.67 $\%$ for the two employed operating conditions, respectively. Besides, the estimation error is reduced to zero for the lithium-ion battery system, which presents cyclic degradation.
12 January 2021 in IEEE Transactions on Industrial Informatics
Accurate and reliable state of charge (SoC) estimation becomes increasingly important to provide a stable and efficient environment for Lithium-ion batteries (LiBs) powered devices. Most data-driven SoC models are built for a fixed ambient temperature, which neglect the high sensitivity of LiBs to temperature and may cause severe prediction errors. Nevertheless, a systematic evaluation of the impact of temperature on SoC estimation and ways for a prompt adjustment of the estimation model to new temperatures using limited data has been hardly discussed. To solve these challenges, a novel SoC estimation method is proposed by exploiting temporal dynamics of measurements and transferring consistent estimation ability among different temperatures. First, temporal dynamics, which is presented by correlations between the past fluctuation and the future motion, are extracted using canonical variate analysis. Next, two models, including a reference SoC estimation model and an estimation ability monitoring model, are developed with temporal dynamics. The monitoring model provides a path to quantitatively evaluate the influences of temperature on SoC estimation ability. After that, once the inability of the reference SoC estimation model is detected, consistent temporal dynamics between temperatures are selected for transfer learning. Finally, the efficacy of the proposed method is verified through a benchmark. Our proposed method not only reduces prediction errors at fixed temperatures (e.g., reduced by 24.35% at -20 ° C, 49.82% at 25 ° C) but also improves prediction accuracies at new temperatures.
17 January 2023 in IEEE Transactions on Industrial Informatics
To meet the fairly high safety and reliability requirements in practice, the state of health (SOH) estimation of Lithium-ion batteries (LIBs), which has a close relationship with the degradation performance, has been extensively studied with the widespread applications of various electronics. The conventional SOH estimation approaches with digital twin are end-of-cycle estimation that require the completion of a full charge/discharge cycle to observe the maximum available capacity. However, under dynamic operating conditions with partially discharged data, it is impossible to sense accurate real-time SOH estimation for LIBs. To bridge this research gap, we put forward a digital twin framework to gain the capability of sensing the battery's SOH on the fly, updating the physical battery model. The proposed digital twin solution consists of three core components to enable real-time SOH estimation without requiring a complete discharge. First, to handle the variable training cycling data, the energy discrepancy-aware cycling synchronization is proposed to align cycling data with guaranteeing the same data structure. Second, to explore the temporal importance of different training sampling times, a time-attention SOH estimation model is developed with data encoding to capture the degradation behavior over cycles, excluding adverse influences of unimportant samples. Finally, for online implementation, a similarity analysis-based data reconstruction has been put forward to provide real-time SOH estimation without requiring a full discharge cycle. Through a series of results conducted on a widely used benchmark, the proposed method yields the real-time SOH estimation with errors less than 1% for most sampling times in ongoing cycles.
17 May 2023 in IEEE Transactions on Automation Science and Engineering
Data-driven industrial health prognostics require rich training data to develop accurate and reliable predictive models. However, stringent data privacy laws and the abundance of edge industrial data necessitate decentralized data utilization. Thus, the industrial health prognostics field is well suited to significantly benefit from federated learning (FL), a decentralized and privacy-preserving learning technique. However, FL-based health prognostics tasks have hardly been investigated due to the complexities of meaningfully aggregating model parameters trained from heterogeneous data to form a high performing federated model. Specifically, data heterogeneity among edge devices, stemming from dissimilar degradation mechanisms and unequal dataset sizes, poses a critical statistical challenge for developing accurate federated models. We propose a pioneering FL-based health prognostic model with a feature similarity-matched parameter aggregation algorithm to discriminatingly learn from heterogeneous edge data. The algorithm searches across the heterogeneous locally trained models and matches neurons with probabilistically similar feature extraction functions first, before selectively averaging them to form the federated model parameters. As the algorithm only averages similar neurons, as opposed to conventional naive averaging of coordinate-wise neurons, the distinct feature extractors of local models are carried over with less dilution to the resultant federated model. Using both cyclic degradation data of Li-ion batteries and non-cyclic data of turbofan engines, we demonstrate that the proposed method yields accuracy improvements as high as 44.5% and 39.3% for state-of-health estimation and remaining useful life estimation, respectively. Note to Practitioners —Data-driven machine health monitoring enabled by cyber-physical systems allows humans to make timely predictive maintenance decisions for optimizing the life cycle of critical industrial assets. However, the benefits of intelligent health prognostics may not be fully realized in practice because strict data privacy laws restrict the aggregation of decentralized industrial data that are essential for model training. In proposing a privacy-preserving learning technique, we also focused on tackling a common and practical problem of learning from heterogeneous degradation data at the edge. The competitive performance of the proposed similarity-matching-based federated learning algorithm indicates its suitability for modeling heterogeneous, industrial time series data. Therefore, industry practitioners can utilize this algorithm as a staple component of their machine health modeling toolkit in an increasingly privacy-concerned era.