Leaf photosynthetic parameters are important in understanding the role of photosynthesis in the carbon cycle. Conventional approaches to obtain information on the parameters usually involve long-term field work, even for one leaf sample, and are, thus, only applicable to a small area. The utilization of hyperspectral remote sensing especially of various vegetation indices is a promising approach that has been attracting increasing attention recently. However, most hyperspectral indices are only applicable to a specific area and specific forest stands, depending heavily on the conditions from which the indices are developed. In this study, we tried to develop new hyperspectral indices for tracing the two critical photosynthetic parameters (the maximum rate of carboxylation, V_cmax and the maximum rate of electron transport, J_max) that are at least generally applicable for alpine deciduous forests, based on original hyperspectral reflectance, first-order derivatives, and apparent absorption spectra. In total, ten types of hyperspectral indices were screened to identify the best indices, and their robustness was determined using the ratio of performance to deviation (RPD) and Akaike’s Information Criterion corrected (AICc). The result revealed that the double differences (DDn) type of indices using the short-wave infrared (SWIR) region based on the first-order derivatives spectra performed best among all indices. The specific DDn type of indices obtained the RPD values of 1.43 (R² = 0.51) for V_cmax and 1.68 (R² = 0.64) for J_max, respectively. These indices have also been tested using the downscaled dataset to examine the possibilities of using hyperspectral data derived from satellite-based information. These findings highlight the possibilities of tracing photosynthetic capacity using hyperspectral indices.

Partial least squares (PLS) regression models are widely applied in spectroscopy to estimate biochemical components through hyperspectral reflected information. To build PLS regression models based on informative spectral bands, rather than strongly collinear bands contained in the full spectrum, is essential for upholding the performance of models. Yet no consensus has ever been reached on how to select informative bands, even though many techniques have been proposed for estimating plant properties using the vast array of hyperspectral reflectance. In this study, we designed a series of virtual experiments by introducing a dummy variable (C_d) with convertible specific absorption coefficients (SAC) into the well-accepted leaf reflectance PROSPECT-4 model for evaluating popularly adopted informative bands selection techniques, including stepwise-PLS, genetic algorithms PLS (GA-PLS) and PLS with uninformative variable elimination (UVE-PLS). Such virtual experiments have clearly defined responsible wavelength regions related to the dummy input variable, providing objective criteria for model evaluation. Results indicated that although all three techniques examined may estimate leaf biochemical contents efficiently, in most cases the selected bands, unfortunately, did not exactly match known absorption features, casting doubts on their general applicability. The GA-PLS approach was comparatively more efficient at accurately locating the informative bands (with physical and biochemical mechanisms) for estimating leaf biochemical properties and is, therefore, recommended for further applications. Through this study, we have provided objective evaluations of the potential of PLS regressions, which should help to understand the pros and cons of PLS regression models for estimating vegetation biochemical parameters.