The surface and subsurface conditions of components are significant for their functional properties. Every manufacturing process step changes the surface condition due to its mechanical, chemical and/or thermal impact. The depth of the affected zone varies for different machining operations, and is predetermined by the process parameters and characteristics. Furthermore, the initial state has a decisive influence on the interactions that lead to the final surface conditions. The aim of the investigation presented here is to compare the influence of the load characteristics over the depth applied to manufactured components by several different machining operations and to determine the causing mechanisms. In order to ensure better comparability between the surface modifications caused by different machining operations, the same material was used (AISI 4140; German steel grade 42CrMo4 acc. to DIN EN 10083-3) and annealed to a ferritic-pearlitic microstructure. Based on interdisciplinary cooperation within the collaborative research center CRC/Transregio 136 “Process Signatures”, seven different manufacturing processes, i.e., grinding, turning, deep rolling, laser processing, inductive heat treatment, electrical discharge machining (EDM) and electrochemical machining (ECM), were used, and the resulting surface zones were investigated by highly specialized analysis techniques. This work presents the results of X-ray measurements, hardness measurements and electron microscopic investigations. As a result, the characteristics and depths of the material modifications, as well as their underlying mechanisms and causes, were studied. Mechanisms occurring within 42CrMo4 steel due to thermal, mechanical, chemical or mixed impacts were identified as phase transformation, solidification and strengthening due to dislocation generation and accumulation, continuum dynamic recrystallization and dynamic recovery, as well as chemical reactions.

Laser-induced thermochemical polishing (LCP) is a non-conventional processing technique that uses laser radiation to smooth the surface of self-passivated metallic parts by initiating a localized anodic material dissolution. This technology can be used to selectively micro-polish without the need for masking or thermal and mechanical stress. However, there is still a lack in understanding the surface quality depending on the applied laser machining parameters. This paper takes up the concept of Process Signatures and interprets the surface smoothing as result of multiple, recurring internal material loads of a constant energy amount. The laser-induced thermal impact is identified as the relevant internal material load and is correlated with the surface roughness. This derives an empirical-based functional relation as multi-cycle Process Signature. The experiment results show an exponential decay in surface roughness with increasing cycle loads for titanium, Ti6Al4V, Nitinol, Stellite 21, and metallic glass. The Process Signature of LCP is a solution to a differential equation with respect to the cycle loads. The paper demonstrates how the multi-cycle Process Signature helps determine suitable machining parameters to predict the surface roughness, as well as to scale the polishing rate.