The Sentinel-1 satellites provide the formerly unprecedented combination of high spatial and temporal resolution of dual polarization synthetic aperture radar data. The availability of dense time series enables the derivation and analysis of temporally filtered annual backscatter signals. The study concentrates on the use of Sentinel-1 seasonal backscatter signatures for forest area estimation and forest type classification. A classification method based on time series similarity measures is introduced and tested in three test areas covered by various forest types including broadleaf temperate, boreal and montane forests. The results are compared with two European-wide Copernicus high resolution layers, namely forest type and tree cover density (TCD). The correspondence of forest/non-forest maps and TCD is high in all test areas, with overall accuracies for forest/non-forest classification between 86% and 91% and Pearson correlation coefficients for TCD between 0.68 and 0.74. The forest type classification (non-forest, coniferous and broadleaf forest classes) provides best results in temperate forests with an overall accuracy of 85%; in boreal forest, the accuracy decreases to only 65%. Generally, the method provides reliable results for forest area estimation, including regions where methods based on static parameters are often problematic (mountainous areas), and it enables forest type classification in temperate forests.

The constellation of two Sentinel-1 satellites provides an unprecedented coverage of Synthetic Aperture Radar (SAR) data at high spatial (20 m) and temporal (2 to 6 days over Europe) resolution. The availability of dense time series enables the analysis of the SAR temporal signatures and exploitation of these signatures for classification purposes. Frequent backscatter observations allow derivation of temporally filtered time series that reinforce the effect of changes in vegetation phenology by limiting the influence of short-term changes related to environmental conditions. Recent studies have already shown the potential of multitemporal Sentinel-1 data for forest mapping, forest type classification (coniferous or broadleaved forest) as well as for derivation of phenological variables at local to national scales. In the present study, we tested the viability of a recently published multi-temporal SAR classification method for continental scale forest mapping by applying it over Europe and evaluating the derived forest type and tree cover density maps against the European-wide Copernicus High Resolution Layers (HRL) forest datasets and national-scale forest maps from twelve countries. The comparison with the Copernicus HRL datasets revealed high correspondence over the majority of the European continent with overall accuracies of 86.1% and 73.2% for the forest/non-forest and forest type maps, respectively, and a Pearson correlation coefficient of 0.83 for tree cover density map. Moreover, the evaluation of both datasets against the national forest maps showed that the obtained accuracies of Sentinel-1 forest maps are almost within range of the HRL datasets. The Sentinel-1 forest/non-forest and forest type maps obtained average overall accuracies of 88.2% and 82.7%, respectively, as compared to 90.0% and 87.2% obtained by the Copernicus HRL datasets. This result is especially promising due to the facts that these maps can be produced with a high degree of automation and that only a single year of Sentinel-1 data is required as opposed to the Copernicus HRL forest datasets that are updated every three years.

Microwave and optical imaging methods react differently to different land surface parameters and, thus, provide highly complementary information. However, the contribution of individual features from these two domains of the electromagnetic spectrum for tree species classification is still unclear. For large-scale forest assessments, it is moreover important to better understand the domain-specific limitations of the two sensor families, such as the impact of cloudiness and low signal-to-noise-ratio, respectively. In this study, seven deciduous and five coniferous tree species of the Austrian Biosphere Reserve Wienerwald (105,000 ha) were classified using Breiman’s random forest classifier, labeled with help of forest enterprise data. In nine test cases, variations of Sentinel-1 and Sentinel-2 imagery were passed to the classifier to evaluate their respective contributions. By solely using a high number of Sentinel-2 scenes well spread over the growing season, an overall accuracy of 83.2% was achieved. With ample Sentinel-2 scenes available, the additional use of Sentinel-1 data improved the results by 0.5 percentage points. This changed when only a single Sentinel-2 scene was supposedly available. In this case, the full set of Sentinel-1-derived features increased the overall accuracy on average by 4.7 percentage points. The same level of accuracy could be obtained using three Sentinel-2 scenes spread over the vegetation period. On the other hand, the sole use of Sentinel-1 including phenological indicators and additional features derived from the time series did not yield satisfactory overall classification accuracies (55.7%), as only coniferous species were well separated.

With the increasing occurrence of forest fires in the mid-latitudes and the alpine region, fire risk assessments become important in these regions. Fuel assessments involve the collection of information on forest structure as, e.g., the stand height or the stand density. The potential of airborne laser scanning (ALS) to provide accurate forest structure information has been demonstrated in several studies. Yet, flight acquisitions at the state level are carried out in intervals of typically five to ten years in Central Europe, which often makes the information outdated. The Sentinel-1 (S-1) synthetic aperture radar mission provides freely accessible earth observation (EO) data with short revisit times of 6 days. Forest structure information derived from this data source could, therefore, be used to update the respective ALS descriptors. In our study, we investigated the potential of S-1 time series to derive stand height and fractional cover, which is a measure of the stand density, over a temperate deciduous forest in Austria. A random forest (RF) model was used for this task, which was trained using ALS-derived forest structure parameters from 2018. The comparison of the estimated mean stand height from S-1 time series with the ALS derived stand height shows a root mean square error (RMSE) of 4.76 m and a bias of 0.09 m on a 100 m cell size, while fractional cover can be retrieved with an RMSE of 0.08 and a bias of 0.0. However, the predictions reveal a tendency to underestimate stand height and fractional cover for high-growing stands and dense areas, respectively. The stratified selection of the training set, which we investigated in order to achieve a more homogeneous distribution of the metrics for training, mitigates the underestimation tendency to some degree, yet, cannot fully eliminate it. We subsequently applied the trained model to S-1 time series of 2017 and 2019, respectively. The computed difference between the predictions suggests that large decreases in the forest height structure in this two-year interval become apparent from our RF-model, while inter-annual forest growth cannot be measured. The spatial patterns of the predicted forest height, however, are similar for both years (Pearson’s R = 0.89). Therefore, we consider that S-1 time series in combination with machine learning techniques can be applied for the derivation of forest structure information in an operational way.

A surface soil moisture (SSM) product at a 1-km spatial resolution derived from the Envisat Advanced Synthetic Aperture Radar (ASAR) Global Monitoring (GM) mode data was evaluated over the entire African continent using coarse spatial resolution SSM acquisitions from the Advanced Microwave Scanning Radiometer for Earth Observing System (AMSR-E) and the Noah land surface model from the Global Land Data Assimilation System (GLDAS-NOAH). The evaluation was performed in terms of relative soil moisture values (%), as well as anomalies from the seasonal cycle. Considering the high radiometric noise of the ASAR GM data, the SSM product exhibits a good ability (Pearson correlation coefficient (R) = ~0.6 for relative soil moisture values and root mean square difference (RMSD) = 11% when averaged to 5-km resolution) to monitor temporal soil moisture variability in regions with low to medium density vegetation and yearly rainfall >250 mm. The findings agree with previous evaluation studies performed over Australia and further strengthen the understanding of the quality of the ASAR GM SSM product and its potential for data assimilation. Problems identified in the ASAR GM algorithm over arid regions were explained by azimuthal effects. Diverse backscatter behavior over different soil types was identified. The insights gained about the quality of the data were used to establish a reliable masking of the existing ASAR GM SSM product and the identification of areas where further research is needed for the future Sentinel-1-derived SSM products.

Keywords: Classifications, time series, SAR, forest area, full-waveform ALS, LiDAR The recently launched Sentinel-1A provides the high resolution Synthetic Aperture Radar (SAR) data with very high temporal coverage over large parts of European continent. Short revisit time and dual polarization availability supports its usability for forestry applications. The following study presents an analysis of the potential of the multi-temporal dual-polarization Sentinel-1A data for the forest area derivation using the standard methods based on Otsu thresholding and K-means clustering. Sentinel-1 data collected in winter season 2014-2015 over a test area in eastern Austria were used to derive forest area mask with spatial resolution of 10m and minimum mapping unit of 500 m². The validation with reference forest mask derived from airborne full-waveform laser scanning data revealed overall accuracy of 92 % and kappa statistics of 0.81. Even better results can be achieved when using external mask for urban areas, which might be misclassified as forests when using the introduced approach based on SAR data only. The Sentinel-1 data and the described methods are well suited for forest change detection between consecutive years.