Understory vegetation influences several ecosystem services and functions of European beech (Fagus sylvatica L.) forests. Despite this knowledge on the importance of understory vegetation, it is still difficult to measure its three-dimensional characteristics in a quantitative manner. With the recent advancements in terrestrial laser scanning (TLS), we now have the means to analyze detailed spatial patterns of forests. Here, we present a new measure to quantify understory complexity. We tested the approach for different management types, ranging from traditionally and alternatively managed forests and national parks in Germany to primary forests of Eastern Europe and the Ukraine, as well as on an inventory site with more detailed understory reference data. The understory complexity index (UCI) was derived from point clouds from single scans and tested for its relationship with forest management and conventional inventory data. Our results show that advanced tree regeneration is a strong driver of the UCI. Furthermore, the newly developed index successfully measured understory complexity of differently managed beech stands and was able to distinguish scanning positions located on and away from skid-trails in managed stands. The approach enables a deeper understanding of the complexity of understory structures of forests and their drivers and dependents.

The use of natural regeneration techniques is one of the key elements of modern (close-to-nature) forestry. In natural forests, changes in canopy cover, such as the emergence and successive re-closure of canopy gaps are particularly important, as they influence the light availability on the forest floor. Creating canopy gaps of different size is a promising silvicultural tool allowing the regulation of the light availability in managed forests in order to control regeneration composition and development. In this study, we used terrestrial laser scanning data to investigate the relationship between canopy-gap dimensions and emerging natural regeneration along a gradient of management in forests dominated by European beech (Fagus sylvatica L.). We analyzed the spatial distribution and height of regeneration patches in dependence of gap characteristics. Mean regeneration height decreases progressively from the gap polygon over a transition zone towards the area under the canopy, while the tallest regeneration plants were placed in positions midway between center and gap edge, and not directly in the gap center as we initially assumed. The centers of regeneration patches were not displaced when compared to the associated canopy gap centers, as has been reported in other studies conducted on the northern hemisphere for various tree species. The observed patterns did not depend on management strategies, indicating that regeneration responded equally to naturally created gaps and gaps that were caused by logging. We conclude that establishment and development of shade-tolerant European beech regeneration in forest stands is driven by gap openings, but not necessarily direct radiation. If at all, pronounced direct radiation mainly occurs at the northern edge of large gaps. Neither regeneration patch center, nor regeneration tree height pointed in that direction. Our study suggests that in the investigated beech-dominated forests the effect of increased light availability at the northern edge of a gap is overruled by other factors increasing towards the gap edge, such as increased belowground competition of the overstory trees.

One of the main goals of modern silviculture is to emulate the structural complexity of old-growth forests. In this context, it is of advantage to identify a target state of structural complexity at the stand level and to analyze the spatial characteristics that led to the desired complexity of forest structures in primary forest references. In this study, we used 3D forest scenes captured by terrestrial laser scanning (TLS) to identify spatial patterns of structural complexity of differently managed and unmanaged European forests dominated by beech (Fagus sylvatica L.). We scanned in managed even-aged and uneven-aged stands, as well as in formerly managed forests (National Parks) and primary forests. For three different forest strata, representing the understory, the midstory, and the overstory of a forest stand, we determined the structural complexity mathematically using fractal analysis. Beyond that, we analyzed the density, as well as the horizontal and vertical distribution of plant material. For all three forest strata, we observed differences in structural complexity between the different forest types. Within the lower and middle strata, the investigated primary forests showed a random to regular distribution of plant material, as well as a complex understory structure as a result of pronounced natural decay. Compared to the primary forests, the managed uneven-aged stands showed quite similar spatial patterns of distribution of plant material, but on average a higher space occupation in the lower and middle forest stratum. Our results suggest that single tree or group selection cutting is a useful management tool to imitate old-growth structures of undisturbed beech-dominated forests.