Ocean surface currents and winds are tightly coupled essential climate variables, and, given their short time scales, observing them at the same time and resolution is of great interest. DopplerScatt is an airborne Ka-band scatterometer that has been developed under NASA’s Instrument Incubator Program (IIP) to provide a proof of concept of the feasability of measuring these variables using pencil-beam scanning Doppler scatterometry. In the first half of this paper, we present the Doppler scatterometer measurement and processing principles, paying particular attention to deriving a complete measurement error budget. Although Doppler radars have been used for the estimation of surface currents, pencil-beam Doppler Scatterometry offers challenges and opportunities that require separate treatment. The calibration of the Doppler measurement to remove platform and instrument biases has been a traditional challenge for Doppler systems, and we introduce several new techniques to mitigate these errors when conical scanning is used. The use of Ka-band for airborne Doppler scatterometry measurements is also new, and, in the second half of the paper, we examine the phenomenology of the mapping from radar cross section and radial velocity measurements to winds and surface currents. To this end, we present new Ka-band Geophysical Model Functions (GMFs) for winds and surface currents obtained from multiple airborne campaigns. We find that the wind Ka-band GMF exhibits similar dependence on wind speed as that for Ku-band scatterometers, such as QuikSCAT, albeit with much greater upwind-crosswind modulation. The surface current GMF at Ka-band is significantly different from that at C-band, and, above 4.5 m/s has a weak dependence on wind speed, although still dependent on wind direction. We examine the effects of Bragg-wave modulation by long waves through a Modululation Transfer Function (MTF), and show that the observed surface current dependence on winds is consistent with past Ka-band MTF observations. Finally, we provide a preliminary validation of our geophysical retrievals, which will be expanded in subsequent publications. Our results indicate that Ka-band Doppler scatterometry could be a feasible method for wide-swath simultaneous measurements of winds and currents from space.

The kinetic energy transfer between the atmosphere and oceans, called wind work, affects ocean dynamics, including near-inertial oscillations and internal gravity waves, mesoscale eddies, and large-scale zonal jets. For the most part, the recent numerical estimates of global wind work amplitude are almost five times larger than those reported 10 years ago. This large increase is explained by the impact of the broad range of spatial and temporal scales covered by winds and currents, the smallest of which has only recently been uncovered by increasingly high-resolution modeling efforts. However, existing satellite observations do not fully sample this broad range of scales. The present study assesses the capabilities of ODYSEA, a conceptual satellite mission to estimate the amplitude of wind work in the global ocean. To this end, we use an ODYSEA measurement simulator fed by the outputs of a km scale coupled ocean–atmosphere model to estimate wind work globally. The results indicate that compared with numerical truth estimates, the ODYSEA instrument performs well globally, except for latitudes north of 40${}^{\circ }$N during summer due to unresolved storm evolution. This performance is explained by the wide-swath properties of ODYSEA (a 1700 km wide swath with 5 km posting for winds and surface currents), its twice-a-day (daily) coverage at mid-latitudes (low latitudes), and the insensitivity of the wind work to uncorrelated errors in the estimated wind and current.

Wide‐swath spaceborne Doppler scatterometry is a promising technique for the simultaneous measurement of global ocean surface winds and currents. The technique has been proven from airborne platforms, and here we use the lessons learned to examine a range of implications for a spaceborne system. We use a Doppler scatterometer simulator and a state‐of‐the‐art global circulation model to generate surface current measurements and their random errors. We find that a feasible instrument could measure 5 km gridded surface currents with typical random errors between 10 and 25 cm/s. For higher wind speeds, the random error in surface current decreases logarithmically. This level of accuracy allows for the computation of surface current relative vorticity and horizontal divergence with typical wavelength resolutions of 15–30 and 25–60 km, respectively. Unlike previous studies, we find that these measurements do not require multiday averaging, opening up new avenues for monitoring global ocean circulation.

Ocean surface winds and currents are tightly coupled, essential climate variables, synoptic measurements of which require a remote sensing approach. Global measurements of ocean vector winds have been provided by scatterometers for decades, but a synoptic approach to measuring total vector surface currents has remained elusive. Doppler scatterometry is a coherent burst-scatterometry technique that builds on the long heritage of spinning pencil beam scatterometers to enable the wide-swath, simultaneous measurement of ocean surface vector winds and currents. To prove the measurement concept, NASA funded the DopplerScatt airborne Doppler scatterometer through the Instrument Incubator Program (IIP) and Airborne Instrument Technology Transition (AITT) program. DopplerScatt has successfully shown that pencil beam Doppler scatterometry can be used to form wide swath measurements of ocean winds and currents, and has increased the technology readiness level of key instrument components, including: Ka-band pulsed radar hardware, optimized scatterometer burst-mode operation, calibration techniques, geophysical model functions, and processing algorithms. With the promise and progress shown by DopplerScatt, and the importance of air-sea interactions in mind, the National Academy’s Decadal Survey has targeted simultaneous measurements of winds and currents from a Doppler scatterometer for an Earth Explorer class spaceborne mission. Besides DopplerScatt’s place as a technology stepping stone towards a satellite mission, DopplerScatt provides scientifically important measurements of ocean currents and winds (400 m resolution) and their derivatives (1 km resolution) over a 25 km swath. These measurements are enabling studies of the submesoscales and air-sea interactions that were previously impossible, and are central to the upcoming NASA Earth Ventures Suborbital-3 Submesoscale Ocean Dynamics Experiment (S-MODE). This paper summarizes the development of DopplerScatt hardware, systems, calibration, and operations, and how advances in each relate to progress towards a spaceborne Doppler scatterometer mission.

Doppler scatterometry is a promising new technique for the simultaneous measurement of ocean surface currents and winds. These measurements have been recommended by the recent US NRC Decadal Review for NASA as being priority variables for the coming decade of Earth observations. In addition, currents and winds are useful for many applications, including assessing the operating conditions for oil platforms or tracking the dispersal of plastic or oil by surface currents and winds. While promising, Doppler scatterometry is relatively new and understanding the measurement characteristics is an important area of research. To this end, Chevron sponsored the deployment of DopplerScatt, a NASA/JPL Ka-band Doppler scatterometer, over instrumented sites located at the edge of a Gulf of Mexico Loop Current Eddy (LCE). In addition to in situ measurements, coincident synoptic maps of surface currents were collected by the Areté ROCIS instrument, an optical current measurement system. Here we report on the results of this experiment for both surface currents and winds. Surface current comparisons show that the Ka-band Current Geophysical Model Function (CGMF) needs to include wind drift currents, which could not be estimated with prior data sets. Once the CGMF is updated, ROCIS and DopplerScatt show good agreement for surface current speeds, but, at times, direction differences on the order of 10° can occur. Remote sensing optical and radar data agree better among themselves than with ADCP currents measured at 5 m depth, showing that remote sensing is sensitive to the the currents in top 1 m of the ocean. The LCE data provided a unique opportunity to study the effects of surface currents and stability conditions on scatterometer winds. We show that, like Ku-band, Ka-band estimates of winds are related to neutral winds (and wind stress) and are referenced relative to the moving frame provided by the current. This is useful for the study of air-sea interactions, but must be accounted for when using scatterometer winds for weather prediction.