The accurate measurement of diameter at breast height (DBH) is essential to forest operational management, forest inventory, and carbon cycle modeling. Terrestrial laser scanning (TLS) is a measurement technique that allows rapid, automatic, and periodical estimates of DBH information. With the multitude of DBH estimation approaches available, a systematic study is needed to compare different algorithms and evaluate the ideal situations to use a specific algorithm. To contribute to such an approach, this study evaluated three commonly used DBH estimation algorithms: Hough-transform, linear least square circle fitting, and nonlinear least square circle fitting. They were each evaluated on their performance using two forest types of TLS data under numerous preprocessing conditions. The two forest types were natural secondary forest and plantation. The influences of preprocessing conditions on the performance of the algorithms were also investigated. Results showed that among the three algorithms, the linear least square circle fitting algorithm was the most appropriate for the natural secondary forest, and the nonlinear least square circle fitting algorithm was the most appropriate for the plantation. In the natural secondary forest, a moderate gray scale threshold of three and a slightly large height bin of 0.24 m were the optimal parameters for the appropriate algorithm of the multi-scan scanning method, and a moderate gray scale threshold of three and a large height bin of 1.34 m were the optimal parameters for the appropriate algorithm of the single-scan scanning method. A small gray scale threshold of one and a small height bin of 0.1 m were the optimal parameters for the appropriate algorithm of the single-scan scanning method in the plantation.

Personal laser scanning (PLS) has significant potential for estimating the in-situ diameter of breast height (DBH) with high efficiency and precision, which improves the understanding of forest structure and aids in building carbon cycle models in the big data era. PLS collects more complete stem point cloud data compared with the present laser scanning technology. However, there is still no significant advantage of DBH estimation accuracy. Because the error caused by merging different point cloud fragments has not yet been eliminated, overlapping and inaccurate co-registered point cloud fragments are often inevitable, which are usually the leading error sources of PLS-based DBH estimation. In this study, a novel pre-processing algorithm named annular neighboring points distribution analysis (ANPDA) was developed to improve PLS-based DBH estimation accuracy. To reduce the impact of inaccurately co-registered point cloud fragments, ANPDA identified outliers through iterative removal of outermost points and analyzing the distribution of annular neighboring points. Six plots containing 247 trees under different forest conditions were selected to evaluate the ANPDA. Results showed that in the six plots, error reductions of 53.80–87.13% for bias, 38.82–57.30% for mean absolute error (MAE), and 27.17–56.02% for root mean squared error (RMSE) were achieved after applying ANPDA. These results confirmed that ANPDA was generally effective for improving PLS-based DBH estimation accuracy. It appeared that ANPDA could be conveniently fused with an automatic PLS-based DBH estimation process as a preprocessing algorithm. Furthermore, it has the potential to predict and warn operators of potential large errors during hierarchical semi-automatic DBH estimation.

Personal laser scanning (PLS) has shown great potential in diameter of breast height (DBH) estimation. Compared with the current laser scanning technique, PLS is hardly restricted by occlusion and trafficability, and produces omnidirectional point cloud data. However, the DBH estimation accuracy using PLS data was not higher in the previous research. One of the leading sources of bias is overlapping and inaccurately co-registered point cloud fragments. Points of these fragments can be far from the stem surface, which leads to a large bias in DBH estimation. In this letter, a novel DBH estimation method using PLS data, the stem surface node method (SSN) is proposed. To reduce the impacts of the inaccurately co-registered points far from the surface, SSN attempts to use a number of stem surface nodes in polar coordinates instead of the whole stem point cloud to estimate DBH. Six plots with 247 stems under three different working conditions were selected to evaluate the method. Compared with the DBH estimation method using direct circle fitting, SSN achieved a total error reduction of 62.64% and 38.35% for bias and root mean squared error, respectively. These findings confirm that SSN is generally reliable and adaptive for different kinds of working conditions.