Lithium (Li)-ion batteries have become the mainstream energy storage solution for many applications, such as electric vehicles (EVs) and smart grids. However, various faults in a Li-ion battery system (LIBS) can potentially cause performance degradation and severe safety issues. Developing advanced fault diagnosis technologies is becoming increasingly critical for the safe operation of LIBS. This article provides a comprehensive review of the mechanisms, features, and diagnosis of various faults in LIBSs, including internal battery faults, sensor faults, and actuator faults. Future trends in the development of fault diagnosis technologies for a safer battery system are presented and discussed.
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15 August 2018 in IEEE Transactions on Vehicular Technology
Lithium-ion batteries have emerged as the state-of-the-art energy storage for portable electronics, electrified vehicles, and smart grids. An enabling Battery Management System holds the key for efficient and reliable system operation, in which State-of-Charge (SOC) estimation and State-of-Health (SOH) monitoring are of particular importance. In this article, an SOC and SOH co-estimation scheme is proposed based on the fractional-order calculus. First, a fractional-order equivalent circuit model is established and parameterized using a Hybrid Genetic Algorithm/Particle Swarm Optimization method. This model is capable of predicting the voltage response with the root-mean-squared error less than 10 mV under various driving-cycle-based tests. Comparative studies show that it improves the modeling accuracy appreciably from its second- and third-order counterparts. Then, a dual fractional-order extended Kalman filter is put forward to realize simultaneous SOC and SOH estimation. Extensive experimental results show that the maximum steady-state errors of SOC and SOH estimation can be achieved within 1%, in the presence of initial deviation, noise, and disturbance. The resilience of the co-estimation scheme against battery aging is also verified through experimentation.
Critical review of main aging mechanisms and health prognostic methods for lithium-ion batteries. Comprehensive summary of challenges and prospects for future trends with potential solutions.
8 May 2019 in IEEE Transactions on Power Electronics
Energy management is an enabling technology for increasing the economy of fuel cell/battery hybrid electric vehicles. Existing efforts mostly focus on optimization of a certain control objective (e.g., hydrogen consumption), without sufficiently considering the implications for on-board power sources degradation. To address this deficiency, this article proposes a cost-optimal, predictive energy management strategy, with an explicit consciousness of degradation of both fuel cell and battery systems. Specifically, we contribute two main points to the relevant literature, with the purpose of distinguishing our study from existing ones. First, a model predictive control framework, for the first time, is established to minimize the total running cost of a fuel cell/battery hybrid electric bus, inclusive of hydrogen cost and costs caused by fuel cell and battery degradation. The efficacy of this framework is evaluated, accounting for various sizes of prediction horizon and prediction uncertainties. Second, the effects of driving and pricing scenarios on the optimized vehicular economy are explored.
13 December 2021 in IEEE Transactions on Power Electronics
The rapid development of battery technology has promoted the deployment of electric vehicles (EVs). To ensure the healthy and sustainable development of EVs, it is urgent to solve the problems of battery safety monitoring, residual value assessment, and predictive maintenance, which heavily depends on the accurate state-of-health (SOH) estimation of batteries. However, many published methods are unsuitable for actual vehicle conditions. To this end, a data-driven method based on the random partial charging process and sparse Gaussian process regression (GPR) is proposed in this article. First, the random capacity increment sequences (△Q) at different voltage segments are extracted from the partial charging process. The average value and standard deviation of △Q are used as features to indicate battery health. Second, correlation analysis is conducted for three types of batteries, and high correlations between the features and battery SOH are verified at different temperatures and discharging current rates. Third, by using the proposed features as inputs, sparse GPR models are constructed to estimate the SOH. Compared with other data-driven methods, the sparse GPR has the highest estimation accuracy, and its average maximum absolute errors are only 2.88%, 2.52%, and 1.51% for three different types of batteries, respectively.
17 August 2020 in IEEE Transactions on Transportation Electrification
State of health (SOH) is a key parameter to assess lithium-ion battery feasibility for secondary usage applications. SOH estimation based on machine learning has attracted great attention in recent years, and holds potentials for battery informatization and cloud battery management techniques. In this paper, a comprehensive study of the data-driven SOH estimation methods is conducted. A new classification for health indicators (HIs) is proposed where the HIs are divided into the measured variables and calculated variables. To illustrate the significance of data preprocessing, four noise reduction methods are assessed in the HIs extraction process; different feature selection methods, including filter-based method, wrapper-based method, and fusion-based method, are applied to select HIs subsets. The four widely used machine learning algorithms, including artificial neural network, support vector machine, relevance vector machine, and Gaussian process regression, are applied and compared. In order to evaluate the estimation performance in potential real usages under future big data era, the three HIs selection methods and four machine learning methods are evaluated using three public data sets and two estimation strategies. The results show that the combination of the fusion-based selection method and Gaussian process regression has an overall superior estimation performance in terms of both accuracy and computational efficiency.