We present a detailed derivation of heat radiation, heat transfer, and (Casimir) interactions for arbitrary objects in the framework of fluctuational electrodynamics in thermal nonequilibrium. The results can be expressed as basis-independent trace formulas in terms of the scattering operators of the individual objects. We prove that heat radiation of a single object is positive, and that heat transfer (for two arbitrary passive objects) is from the hotter to a colder body. The heat transferred is also symmetric, exactly reversed if the two temperatures are exchanged. Introducing partial wave expansions, we transform the results for radiation, transfer, and forces into traces of matrices that can be evaluated in any basis, analogous to the equilibrium Casimir force. The method is illustrated by (re)deriving the heat radiation of a plate, a sphere, and a cylinder. We analyze the radiation of a sphere for different materials, emphasizing that a simplification often employed for metallic nanospheres is typically invalid. We derive asymptotic formulas for heat transfer and nonequilibrium interactions for the cases of a sphere in front a plate and for two spheres, extending previous results. As an example, we show that a hot nanosphere can levitate above a plate with the repulsive nonequilibrium force overcoming gravity, an effect that is not due to radiation pressure.
We develop an exact method for computing Casimir forces and the power of radiative heat transfer between two arbitrary nanostructured surfaces out of thermal equilibrium. The method is based on a generalization of the scattering approach recently used in investigations on the Casimir effect. Analogously to the equilibrium case, we find that also out of thermal equilibrium the shape and composition of the surfaces enter only through their scattering matrices. The expressions derived provide exact results in terms of the scattering matrices of the intervening surfaces.
A widely used method for estimating Casimir interactions [H. B. G. Casimir, Proc. K. Ned. Akad. Wet. 51, 793 (1948)] between gently curved material surfaces at short distances is the proximity force approximation (PFA). While this approximation is asymptotically exact at vanishing separations, quantifying corrections to PFA has been notoriously difficult. Here, we use a derivative expansion to compute the leading curvature correction to PFA for metals (gold) at room temperature. We derive an explicit expression for the amplitude of the PFA correction to the force gradient for axially symmetric surfaces. In the non-retarded limit, the corrections to the Casimir free energy are found to scale logarithmically with distance. For gold, has an unusually large temperature dependence.
We present results on the determination of the differential Casimir force between an Au-coated sapphire sphere and the top and bottom of Au-coated deep silicon trenches performed by means of the micromechanical torsional oscillator in the range of separations from 0.2 to 8 μm. The random and systematic errors in the measured force signal are determined at the 95% confidence level and combined into the total experimental error. The role of surface roughness and edge effects is investigated and shown to be negligibly small. The distribution of patch potentials is characterized by Kelvin probe microscopy, yielding an estimate of the typical size of patches, the respective r.m.s. voltage and their impact on the measured force. A comparison between the experimental results and theory is performed with no fitting parameters. For this purpose, the Casimir force in the sphere-plate geometry is computed independently on the basis of first principles of quantum electrodynamics using the scattering theory and the gradient expansion. In doing so, the frequency-dependent dielectric permittivity of Au is found from the optical data extrapolated to zero frequency by means of the plasma and Drude models. It is shown that the measurement results exclude the Drude model extrapolation over the region of separations from 0.2 to 4.8 μm, whereas the alternative extrapolation by means of the plasma model is experimentally consistent over the entire measurement range. A discussion of the obtained results is provided.