Biometric recognition technology has made significant advances over the last decade and is now used across a number of services and applications. However, this widespread deployment has also resulted in privacy concerns and evolving societal expectations about the appropriate use of the technology. For example, the ability to automatically extract age, gender, race, and health cues from biometric data has heightened concerns about privacy leakage. Face recognition technology, in particular, has been in the spotlight, and is now seen by many as posing a considerable risk to personal privacy. In response to these and similar concerns, researchers have intensified efforts towards developing techniques and computational models capable of ensuring privacy to individuals, while still facilitating the utility of face recognition technology in several application scenarios. These efforts have resulted in a multitude of privacy–enhancing techniques that aim at addressing privacy risks originating from biometric systems and providing technological solutions for legislative requirements set forth in privacy laws and regulations, such as GDPR. The goal of this overview paper is to provide a comprehensive introduction into privacy–related research in the area of biometrics and review existing work on Biometric Privacy–Enhancing Techniques (B–PETs) applied to face biometrics. To make this work useful for as wide of an audience as possible, several key topics are covered as well, including evaluation strategies used with B–PETs, existing datasets, relevant standards, and regulations and critical open issues that will have to be addressed in the future.

Convolutional neural network (CNN) based approaches are the state of the art in various computer vision tasks including face recognition. Considerable research effort is currently being directed toward further improving CNNs by focusing on model architectures and training techniques. However, studies systematically exploring the strengths and weaknesses of existing deep models for face recognition are still relatively scarce. In this paper, we try to fill this gap and study the effects of different covariates on the verification performance of four recent CNN models using the Labelled Faces in the Wild dataset. Specifically, we investigate the influence of covariates related to image quality and model characteristics, and analyse their impact on the face verification performance of different deep CNN models. Based on comprehensive and rigorous experimentation, we identify the strengths and weaknesses of the deep learning models, and present key areas for potential future research. Our results indicate that high levels of noise, blur, missing pixels, and brightness have a detrimental effect on the verification performance of all models, whereas the impact of contrast changes and compression artefacts is limited. We find that the descriptor‐computation strategy and colour information does not have a significant influence on performance.

The paper presents a novel method for the extraction of facial features based on the Gabor-wavelet representation of face images and the kernel partial-least-squares discrimination (KPLSD) algorithm. The proposed feature-extraction method, called the Gabor-based kernel partial-least-squares discrimination (GKPLSD), is performed in two consecutive steps. In the first step a set of forty Gabor wavelets is used to extract discriminative and robust facial features, while in the second step the kernel partial-least-squares discrimination technique is used to reduce the dimensionality of the Gabor feature vector and to further enhance its discriminatory power. For optimal performance, the KPLSD-based transformation is implemented using the recently proposed fractional-power-polynomial models. The experimental results based on the XM2VTS and ORL databases show that the GKPLSD approach outperforms feature-extraction methods such as principal component analysis (PCA), linear discriminant analysis (LDA), kernel principal component analysis (KPCA) or generalized discriminant analysis (GDA) as well as combinations of these methods with Gabor representations of the face images. Furthermore, as the KPLSD algorithm is derived from the kernel partial-least-squares regression (KPLSR) model it does not suffer from the small-sample-size problem, which is regularly encountered in the field of face recognition.

The new Coronavirus disease (COVID-19) has seriously affected the world. By the end of November 2020, the global number of new coronavirus cases had already exceeded 60 million and the number of deaths 1,410,378 according to information from the World Health Organization (WHO). To limit the spread of the disease, mandatory face-mask rules are now becoming common in public settings around the world. Additionally, many public service providers require customers to wear face-masks in accordance with predefined rules (e.g., covering both mouth and nose) when using public services. These developments inspired research into automatic (computer-vision-based) techniques for face-mask detection that can help monitor public behavior and contribute towards constraining the COVID-19 pandemic. Although existing research in this area resulted in efficient techniques for face-mask detection, these usually operate under the assumption that modern face detectors provide perfect detection performance (even for masked faces) and that the main goal of the techniques is to detect the presence of face-masks only. In this study, we revisit these common assumptions and explore the following research questions: (i) How well do existing face detectors perform with masked-face images? (ii) Is it possible to detect a proper (regulation-compliant) placement of facial masks? and iii) How useful are existing face-mask detection techniques for monitoring applications during the COVID-19 pandemic? To answer these and related questions we conduct a comprehensive experimental evaluation of several recent face detectors for their performance with masked-face images. Furthermore, we investigate the usefulness of multiple off-the-shelf deep-learning models for recognizing correct face-mask placement. Finally, we design a complete pipeline for recognizing whether face-masks are worn correctly or not and compare the performance of the pipeline with standard face-mask detection models from the literature. To facilitate the study, we compile a large dataset of facial images from the publicly available MAFA and Wider Face datasets and annotate it with compliant and non-compliant labels. The annotation dataset, called Face-Mask-Label Dataset (FMLD), is made publicly available to the research community.

In this paper we address the problem of hallucinating high-resolution facial images from low-resolution inputs at high magnification factors. We approach this task with convolutional neural networks (CNNs) and propose a novel (deep) face hallucination model that incorporates identity priors into the learning procedure. The model consists of two main parts: i) a cascaded super-resolution network that upscales the low-resolution facial images, and ii) an ensemble of face recognition models that act as identity priors for the super-resolution network during training. Different from most competing super-resolution techniques that rely on a single model for upscaling (even with large magnification factors), our network uses a cascade of multiple SR models that progressively upscale the low-resolution images using steps of 2× . This characteristic allows us to apply supervision signals (target appearances) at different resolutions and incorporate identity constraints at multiple-scales. The proposed C-SRIP model (Cascaded Super Resolution with Identity Priors) is able to upscale (tiny) low-resolution images captured in unconstrained conditions and produce visually convincing results for diverse low-resolution inputs. We rigorously evaluate the proposed model on the Labeled Faces in the Wild (LFW), Helen and CelebA datasets and report superior performance compared to the existing state-of-the-art.

Image and video data are today being shared between government entities and other relevant stakeholders on a regular basis and require careful handling of the personal information contained therein. A popular approach to ensure privacy protection in such data is the use of deidentification techniques, which aim at concealing the identity of individuals in the imagery while still preserving certain aspects of the data after deidentification. In this work, we propose a novel approach towards face deidentification, called k-Same-Net, which combines recent Generative Neural Networks (GNNs) with the well-known k-Anonymitymechanism and provides formal guarantees regarding privacy protection on a closed set of identities. Our GNN is able to generate synthetic surrogate face images for deidentification by seamlessly combining features of identities used to train the GNN model. Furthermore, it allows us to control the image-generation process with a small set of appearance-related parameters that can be used to alter specific aspects (e.g., facial expressions, age, gender) of the synthesized surrogate images. We demonstrate the feasibility of k-Same-Net in comprehensive experiments on the XM2VTS and CK+ datasets. We evaluate the efficacy of the proposed approach through reidentification experiments with recent recognition models and compare our results with competing deidentification techniques from the literature. We also present facial expression recognition experiments to demonstrate the utility-preservation capabilities of k-Same-Net. Our experimental results suggest that k-Same-Net is a viable option for facial deidentification that exhibits several desirable characteristics when compared to existing solutions in this area.