The Chinese Gaofen-3 (GF-3) synthetic aperture radar (SAR) launched by the China Academy of Space Technology (CAST) has operated at C-band since September 2016. To date, we have collected 16/42 images in vertical-vertical (VV)/horizontal-horizontal (HH) polarization, covering the National Data Buoy Center (NDBC) buoy measurements of the National Oceanic and Atmospheric Administration (NOAA) around U.S. western coastal waters. Wind speeds from NDBC in situ buoys are up to 15 m/s and buoy-measured significant wave height (SWH) has ranged from 0.5 m to 3 m. In this study, winds were retrieved using the geophysical model function (GMF) together with the polarization ratio (PR) model and waves were retrieved using a new empirical algorithm based on SAR cutoff wavelength in satellite flight direction, herein called CSAR_WAVE. Validation against buoy measurements shows a 1.4/1.9 m/s root mean square error (RMSE) of wind speed and a 24/23% scatter index (SI) of SWH for VV/HH polarization. In addition, wind and wave retrieval results from 166 GF-3 images were compared with the European Centre for Medium-Range Weather Forecasts (ECMWF) re-analysis winds, as well as the SWH from the WaveWatch-III model, respectively. Comparisons show a 2.0 m/s RMSE for wind speed with a 36% SI of SWH for VV-polarization and a 2.2 m/s RMSE for wind speed with a 37% SI of SWH for HH-polarization. Our work gives a preliminary assessment of the wind and wave retrieval results from GF-3 SAR images for the first time and will provide guidance for marine applications of GF-3 SAR.

The purpose of our work is to determine the feasibility and effectiveness of retrieving sea surface wind speeds from C-band cross-polarization (herein vertical-horizontal, VH) Chinese Gaofen-3 (GF-3) SAR images in typhoons. In this study, we have collected three GF-3 SAR images acquired in Global Observation (GLO) and Wide ScanSAR (WSC) mode during the summer of 2017 from the China Sea, which includes the typhoons Noru, Doksuri and Talim. These images were collocated with wind simulations at 0.12° grids from a numeric model, called the Regional Assimilation and Prediction System-Typhoon model (GRAPES-TYM). Recent research shows that GRAPES-TYM has a good performance for typhoon simulation in the China Sea. Based on the dataset, the dependence of wind speed and of radar incidence angle on normalized radar cross (NRCS) of VH-polarization GF-3 SAR have been investigated, after which an empirical algorithm for wind speed retrieval from VH-polarization GF-3 SAR was tuned. An additional four VH-polarization GF-3 SAR images in three typhoons, Noru, Hato and Talim, were investigated in order to validate the proposed algorithm. SAR-derived winds were compared with measurements from Windsat winds at 0.25° grids with wind speeds up to 40 m/s, showing a 5.5 m/s root mean square error (RMSE) of wind speed and an improved RMSE of 5.1 m/s wind speed was achieved compared with the retrieval results validated against GRAPES-TYM winds. It is concluded that the proposed algorithm is a promising potential technique for strong wind retrieval from cross-polarization GF-3 SAR images without encountering a signal saturation problem.

The Beibu Gulf is an important offshore region in the South China Sea for the fishing industry and other human activities. In 2017, typhoons Doksuri and Khanun passed the Beibu Gulf in two paths, at maximum wind speeds of up to 50 m/s. Typhoon Doksuri passed the Beibu Gulf through the open waters of the South China Sea and Typhoon Khanun moved towards the Beibu Gulf through the narrow Qiongzhou Strait. The aim of this study is to analyze the typhoon-induced wave distribution in the Beibu Gulf. WAVEWATCH-III (WW3) is a third-generation numeric wave model developed by the National Oceanic and Atmospheric Administration (NOAA), which has been widely used for sea wave research. The latest version of the WW3 (5.16) model provides three packages of nonlinear term for four wave components (quadruplets) wave–wave interactions, including Discrete Interaction Approximation (DIA), Full Boltzmann Integral (WRT), and Generalized Multiple DIA (GMD) with two kinds of coefficients, herein called GMD1 and GMD2. These four packages have been conveniently implemented for simulating wave fields in two typhoons after taking winds from the European Centre for Medium-Range Weather Forecasts (ECMWF) at 0.125° grids as the forcing fields. It was found that the GMD2 package was the recommended option of the nonlinear term for quadruplets wave–wave interactions due to the minimum error when comparing a number of simulated results from the WW3 model with significant wave height (SWH) from ECMWF and altimeter Jason-2. Then the wave distribution simulated by the WW3 model employing the GMD2 package was analyzed. In the case of Typhoon Doksuri, wind-sea dominated in the early and middle stages while swell dominated at the later stage. However, during Typhoon Khanun, wind-sea dominated throughout and swell distributed outside the bay around the east of Hainan Island, because the typhoon-induced swell at mesoscale was difficult to propagate into the Beibu Gulf through the narrow Qiongzhou Strait.

The motivation of this work is to explore the possibility of typhoon wave retrieval (the main parameter is significant wave height (SWH)) for C-band Gaofen (GF-3) synthetic aperture radar (SAR) with a wide swath coverage (>400 km). We aim to establish an analysis of a typhoon wave in the subresolution-scale (approximately 20 × 20 km²) on GF-3 SAR through SAR-measured parameters, including a normalized radar cross section (NRCS) and variance of the normalized SAR image (herein called cvar), which are the basic variables in an empirical wave retrieval algorithm and are independent of visible wave streaks. Several typhoons around the China Seas were captured by Chinese GF-3 SAR in 2017; e.g., Noru, Doksuri, Talim and Hato. The wave fields simulated from the third-generation numerical wave model WAVEWATCH-III (WW3) are collocated with these images. In general, the distribution patterns of the typhoon waves from the WW3 model are consistent with wave fields from the European Centre for Medium-Range Weather Forecasts (ECMWF) at 0.125° grids, indicating that the simulation results from the WW3 model are suitable for our study. In addition to winds retrieved from GF-3 SAR images in vertical-horizontal (VH) polarization, the characteristics of the typhoon wave on vertical-vertical (VV) polarization GF-3 SAR images are studied. It is found that SWH has a linear relationship with NRCS and cvar, however, SWH fluctuates with wind speed at all incidence angles. Based on the analyzed results, we simply tune two empirical wave retrieval algorithms for GF-3 SAR in typhoons. Although the correlation (COR) reaches 0.5 taking account into the NRCS term, a more accurate retrieval algorithm, including more related terms, is anticipated for further development for GF-3 SAR and validated through more typhoon images.