Visible and near-infrared (VIS–NIR) spectroscopy has been extensively applied to estimate soil organic matter (SOM) in the laboratory. However, if field/moist VIS–NIR spectra can be directly applied to estimate SOM, then much of the time and labor would be avoided. Spectral derivative plays an important role in eliminating unwanted interference and optimizing the estimation model. Nonetheless, the conventional integer order derivatives (i.e., the first and second derivatives) may neglect some detailed information related to SOM. Besides, the full-spectrum generally contains redundant spectral variables, which would affect the model accuracy. This study aimed to investigate different combinations of fractional order derivative (FOD) and spectral variable selection techniques (i.e., competitive adaptive reweighted sampling (CARS), elastic net (ENET) and genetic algorithm (GA)) to optimize the VIS–NIR spectral model of moist soil. Ninety-one soil samples were collected from Central China, with their SOM contents and reflectance spectra measured. Support vector machine (SVM) was applied to estimate SOM. Results indicated that moist spectra differed greatly from dried ground spectra. With increasing order of derivative, the spectral resolution improved gradually, but the spectral strength decreased simultaneously. FOD could provide a better tool to counterbalance the contradiction between spectral resolution and spectral strength. In full-spectrum SVM models, the most accurate estimation was achieved by SVM model based on 1.5-order derivative spectra, with validation R2 = 0.79 and ratio of the performance to deviation (RPD) = 2.20. Of all models studied (different combinations of FOD and variable selection techniques), the highest validation model accuracy for SOM was achieved when applying 1.5 derivative spectra and GA method (validation R2 = 0.88 and RPD = 2.89). Among the three variable selection techniques, overall, the GA method yielded the optimal predictability. However, due to its long computation time, one alternative was to use CARS method. The results of this study confirm that a suitable combination of FOD and variable selection can effectively improve the model performance of SOM in moist soil.
Soil organic matter (SOM) is an important parameter of soil fertility, and visible and near-infrared (VIS–NIR) spectroscopy combined with multivariate modeling techniques have provided new possibilities to estimate SOM. However, the spectral signal is strongly influenced by soil moisture (SM) in the field. Interest in using spectral classification to predict soils in the moist conditions to minimize the influence of SM is growing. The objective of this study was to investigate the transferability of two approaches, SM–based cluster method with known SM (classifying the VIS–NIR spectra into different SM clusters to develop models separately), the normalized soil moisture index (NSMI)–based cluster method with unknown SM (utilizing NSMI to indicate the SM and establish models separately), to predict SOM directly in moist soil spectra. One hundred and twenty one soil samples were collected from Central China, and eight SM levels were obtained for each sample through rewetting experiments. Their reflectance spectra and SOM concentrations were measured in the laboratory. Partial least square-support vector machine (PLS-SVM) was employed to construct SOM prediction models. Specifically, prediction models were developed for NSMI–based clusters with unknown SM data. The models were assessed through three statistics in the processes of calibration and validation: the coefficient of determination (R2), root mean square error (RMSE) and the ratio of the performance to deviation (RPD). Results showed that the variable SM led to reduced VIS–NIR reflectance nonlinearly across the entire spectral range. NSMI was an effective spectral index to indicate the SM. Classifying the VIS–NIR spectra into different SM clusters in known SM states could improve the performance of PLS-SVM models to acceptable prediction accuracies (R2cv = 0.69–0.77, RPD = 1.79–2.08). The estimation of SOM, when using the NSMI–based cluster method with unknown SM (RPD = 1.95–2.04), was similar to the use of the SM–based cluster method with known SM (RPD = 1.79–2.08). The predictive results (RPD = 1.87–2.06) demonstrated that the NSMI-–based cluster method has potential for application outside the laboratory for SOM prediction without knowing the SM explicitly, and this method is also easy to carry out and only requires spectral information.
Wuhan city is the biggest city in central China and has suffered subsidence problems in recent years because of its rapid urban construction. However, longtime and wide range monitoring of land subsidence is lacking. The causes of subsidence also require further study, such as natural conditions and human activities. We use small baseline subset (SBAS) interferometric synthetic aperture radar (InSAR) method and high-resolution RADARSAT-2 images acquired between 2015 and 2018 to derive subsidence. The SBAS-InSAR results are validated by 56 leveling benchmarks where two readings of elevation were recorded. Two natural factors (carbonate rock and soft soils) and three human factors (groundwater exploitation, subway excavation and urban construction) are investigated for their relationships with land subsidence. Results show that four major areas of subsidence are detected and the subsidence rate varies from −51.56 to 27.80 millimeters per year (mm/yr) with an average of −0.03 mm/yr. More than 83.81% of persistent scattered (PS) points obtain a standard deviation of less than −6 mm/yr, and the difference between SBAS-InSAR method and leveling data is less than 5 mm/yr. Thus, we conclude that SBAS-InSAR method with Radarsat-2 data is reliable for longtime monitoring of land subsidence covering a large area in Wuhan city. In addition, land subsidence is caused by a combination of natural conditions and human activities. Natural conditions provide a basis for subsidence and make subsidence possible. Human activities are driving factors and make subsidence happen. Moreover, subsidence information could be used in disaster prevention, urban planning, and hydrological modeling.
In constructing models for predicting soil organic matter (SOM) by using visible and near-infrared (vis–NIR) spectroscopy, the selection of representative calibration samples is decisive. Few researchers have studied the inclusion of spectral pretreatments in the sample selection strategy. We collected 108 soil samples and applied six commonly used spectral pretreatments to preprocess soil spectra, namely, Savitzky–Golay (SG) smoothing, first derivative (FD), logarithmic function log(1/R), mean centering (MC), standard normal variate (SNV), and multiplicative scatter correction (MSC). Then, the Kennard–Stone (KS) strategy was used to select calibration samples based on the pretreated spectra, and the size of the calibration set varied from 10 samples to 86 samples (80% of the total samples). These calibration sets were employed to construct partial least squares regression models (PLSR) to predict SOM, and the built models were validated by a set of 21 samples (20% of the total samples). The results showed that 64−78% of the calibration sets selected by the inclusion of pretreatment demonstrated significantly better performance of SOM estimation. The average improved residual predictive deviations (ΔRPD) were 0.06, 0.13, 0.19, and 0.13 for FD, log(1/R), MSC, and SNV, respectively. Thus, we concluded that spectral pretreatment improves the sample selection strategy, and the degree of its influence varies with the size of the calibration set and the type of pretreatment.
Ancillary data, such as soil type, may improve the visible and near-infrared (vis-NIR) estimation of soil organic carbon (SOC); however, they require data collection or expert knowledge. The application of a national soil spectral library to local SOC estimations usually requires soil type information, because the relationships between vis-NIR spectra and SOC from different populations may vary. Using 515 samples of five soil types (genetic soil classification of China, GSCC) from the Chinese soil spectral library (CSSL), we compared three strategies in the vis-NIR estimation of SOC. Different regression models were calibrated using the entire dataset (Strategy I, without using soil type as ancillary data) and the subsets stratified by soil type from CSSL as ancillary data (strategies II and III). In Strategy II, the subsets were stratified by soil type from the CSSL for validation. In Strategy III, the subsets were stratified by spectrally derived soil type for validation. The results showed that 86.72% of the samples were successfully discriminated for the soil types by using the vis-NIR spectra. The coefficients of determination in the prediction ( ) of SOC estimation by strategies I, II, and III were 0.74, 0.83, and 0.82, respectively. The stratified calibration strategies (strategies II and III) improved the vis-NIR estimation of SOC. The misclassification of the soil type in the application of Strategy III slightly affected the SOC estimations. Nevertheless, this strategy is inexpensive and beneficial when expert knowledge on soil classification is lacking. We concluded that vis-NIR spectroscopy could be applied to distinguish some soil types in terms of GSCC, which further provided essential and easily accessible ancillary data for the application of stratified calibration strategies in the vis-NIR estimation of SOC.
Visible and near-infrared reflectance (VIS-NIR) spectroscopy is widely applied to estimate soil organic carbon (SOC). Intense and diverse human activities increase the heterogeneity in the relationships between SOC and VIS-NIR spectra in anthropogenic soil. This fact results in poor performance of SOC estimation models. To improve model accuracy and parsimony, we investigated the performance of two variable selection algorithms, namely competitive adaptive reweighted sampling (CARS) and random frog (RF), coupled with five spectral pretreatments. A total of 108 samples were collected from Jianghan Plain, China, with the SOC content and VIS-NIR spectra measured in the laboratory. Results showed that both CARS and RF coupled with partial least squares regression (PLSR) outperformed PLSR alone in terms of higher model accuracy and less spectral variables. It revealed that spectral variable selection could identify important spectral variables that account for the relationships between SOC and VIS-NIR spectra, thereby improving the accuracy and parsimony of PLSR models in anthropogenic soil. Our findings are of significant practical value to the SOC estimation in anthropogenic soil by VIS-NIR spectroscopy.