With the popularity of Electrical Vehicles (EVs), Lithium-ion battery industry is developing rapidly. To ensure the battery safe usage and to reduce its average lifecycle cost, an accurate State of Charge (SOC) tracking algorithms for real-time implementation are required for different applications. Many SOC estimation methods have been proposed in the literature. However, only a few of them consider the real-time applicability. This paper reviews recently proposed online SOC estimation methods and classifies them into five categories. Their principal features are illustrated, and the main pros and cons are provided. The SOC estimation methods are compared and discussed in terms of accuracy, robustness, and computation burden. Afterward, as the most popular type of model based SOC estimation algorithms, seven nonlinear filters existing in literature are compared in terms of their accuracy and execution time as a reference for online implementation.

As a critical indictor in the Battery Management System (BMS), State of Charge (SOC) is closely related to the reliable and safe operation of lithium-ion (Li-ion) batteries. Model-based methods are an effective solution for accurate and robust SOC estimation, the performance of which heavily relies on the battery model. This paper mainly focuses on battery modeling methods, which have the potential to be used in a model-based SOC estimation structure. Battery modeling methods are classified into four categories on the basis of their theoretical foundations, and their expressions and features are detailed. Furthermore, the four battery modeling methods are compared in terms of their pros and cons. Future research directions are also presented. In addition, after optimizing the parameters of the battery models by a Genetic Algorithm (GA), four typical battery models including a combined model, two RC Equivalent Circuit Model (ECM), a Single Particle Model (SPM), and a Support Vector Machine (SVM) battery model are compared in terms of their accuracy and execution time.

The performance of model based State-of-Charge (SOC) estimation method relies on an accurate battery model. Nonlinear models are thus proposed to accurately describe the external characteristics of the Lithium-ion (Li-ion) battery. The nonlinear estimation algorithms and online parameter identification methods are needed to guarantee the accuracy of the model based SOC estimation with nonlinear battery models. A new approach forming a dynamic linear battery model is proposed in this paper, which enables the application of the linear Kalman filter for SOC estimation and also avoids the usage of online parameter identification methods. With a moving window technology, Partial Least Squares (PLS) regression is able to establish a series of piecewise linear battery models automatically. One element state space equation is then obtained to estimate the SOC from the linear Kalman filter. The experiments on a LiFePO4 battery prove the effectiveness of the proposed method compared with the Extended Kalman Filter (EKF) with two Resistance and Capacitance (RC) Equivalent Circuit Model (ECM) and the Adaptive Unscented Kalman Filter (AUKF) with Least Squares Support Vector Machines (LSSVM).

As a favorable energy storage component, lithium-ion (Li-ion) battery has been widely used in the battery energy storage systems (BESS) and electric vehicles (EV). Data driven methods estimate the battery state-of-health (SOH) with the features extracted from the measurement. However, excessive features may reduce the estimation accuracy and also increases the human labor in the lab. By proposing an optimization process with nondominated sorting genetic algorithm II (NSGA-II), this article is able to establish a more efficient SOH estimator with support vector regression (SVR) and the short-term features from the current pulse test. NSGA-II optimizes the entire process of establishing a SOH estimator considering both the measurement cost of the feature and the estimation accuracy. A series of nondominated solutions are obtained by solving the multiobjective optimization problem, which also provides more flexibility to establish the SOH estimator at various conditions. The degradation features in this article are the knee points at the transfer instants of the voltage in the short-term current pulse test, which is fairly convenient and easy to be obtained in real applications. The proposed method is validated on the measurement from two LiFePO4/C batteries aged with the mission profile providing the primary frequency regulation (PFR) service to the grid.