To mitigate the impact of north–south strip errors inherent in Gravity Recovery and Climate Experiment (GRACE) spherical harmonic coefficient solutions, this research develops a state-space model to generate a more robust solution. The efficacy of the state-space model is demonstrated by comparing its performance with that of conventional filtering methods and hydrological modeling schemes. The method is subsequently applied to estimate the GRACE Groundwater Drought Index in the California Central Valley basin, a region significantly affected by drought during the GRACE observation period. This analysis quantifies the severity of droughts and floods while investigating the direct influences of precipitation, runoff, evaporation, and anthropogenic activities. By incorporating the El Niño–Southern Oscillation (ENSO) and the Pacific Decadal Oscillation, the study offers a detailed causal analysis and proposes a novel methodology for water resource management and disaster early warning. The results indicate that a moderate-duration flood event in 2006 resulted in a recharge of 19.81 km3 of water resources in the California Central Valley basin, whereas prolonged droughts in 2008 and 2013, lasting over 15 months, led to groundwater depletion of 41.53 km3 and 91.45 km3, respectively. Precipitation and runoff are identified as the primary determinants of local drought and flood conditions. The occurrence of ENSO events correlates with sustained precipitation variations over the subsequent 2–3 months, resulting in corresponding changes in groundwater storage.
Gravity field modeling with spherical harmonics is a fundamental task in physical geodesy. In conventional solutions, all spherical harmonic (SH) components below a prescribed maximum degree and order are typically retained, even though some components may contribute little to the final model. This study investigates SH component selection in gravity field modeling using sparse regularization, specifically the Lasso and adaptive Lasso. A statistical strategy is introduced for incorporating a reference global gravity model by accounting for its variance-covariance information. The resulting L1-norm-regularized estimation problem is solved with an efficient gradient-based algorithm, and the regularization parameter is selected using tailored criteria, including generalized cross-validation and the corrected Akaike information criterion. In addition, an approximate variance-covariance matrix of the estimated parameters is derived analytically from a Bayesian perspective, showing that only the non-zero coefficients contribute to the non-zero covariance structure. Closed-loop simulations based on EGM2008 show that the proposed method achieves modeling accuracy comparable to that of conventional Tikhonov regularization while retaining less than 10% of the SH components. The results demonstrate the feasibility of sparse SH modeling for obtaining compact gravity field representations without substantial loss of accuracy.
Open-pit mines contain rapidly changing terrain, discontinuous bench structures, and mixed artificial–natural objects, which complicate automated three-dimensional mapping. This study presents a dual-module workflow for UAV LiDAR point clouds. Module A characterizes local geometry using normal and curvature descriptors, constructs local plane support through RANSAC fitting, and detects candidate bench-line points using an angular-gap criterion, followed by regional grouping and Kalman-filter refinement. Qualitative overlay with the orthophoto showed coherent correspondence with principal platform–slope transitions. Module B segments buildings, roads, and vegetation using a PointNet++ network enhanced by local Transformer self-attention and inverted residual feature transformation. Under a fixed spatial hold-out setting, the network achieved an overall accuracy of 97.6% and a mean intersection over union of 96.4%. It obtained the highest overall accuracy, mean intersection over union, and class-wise intersection over union among the selected baselines, whereas Point Transformer achieved a slightly higher mean class accuracy. The two independently operated modules provide complementary structural and semantic information for open-pit mine mapping. Broader applicability requires reference-based bench-line assessment and evaluation across additional mines and survey periods.