This paper gives an overview of the CARMENES instrument and of the survey that will be carried out with it during the first years of operation. CARMENES (Calar Alto high-Resolution search for M dwarfs with Exoearths with Near-infrared and optical Echelle Spectrographs) is a next-generation radial-velocity instrument under construction for the 3.5m telescope at the Calar Alto Observatory by a consortium of eleven Spanish and German institutions. The scientific goal of the project is conducting a 600-night exoplanet survey targeting ~ 300 M dwarfs with the completed instrument. The CARMENES instrument consists of two separate echelle spectrographs covering the wavelength range from 0.55 to 1.7 μm at a spectral resolution of R = 82,000, fed by fibers from the Cassegrain focus of the telescope. The spectrographs are housed in vacuum tanks providing the temperature-stabilized environments necessary to enable a 1 m/s radial velocity precision employing a simultaneous calibration with an emission-line lamp or with a Fabry-Perot etalon. For mid-M to late-M spectral types, the wavelength range around 1.0 μm (Y band) is the most important wavelength region for radial velocity work. Therefore, the efficiency of CARMENES has been optimized in this range. The CARMENES instrument consists of two spectrographs, one equipped with a 4k x 4k pixel CCD for the range 0.55 - 1.05 μm, and one with two 2k x 2k pixel HgCdTe detectors for the range from 0.95 - 1.7μm. Each spectrograph will be coupled to the 3.5m telescope with two optical fibers, one for the target, and one for calibration light. The front end contains a dichroic beam splitter and an atmospheric dispersion corrector, to feed the light into the fibers leading to the spectrographs. Guiding is performed with a separate camera; on-axis as well as off-axis guiding modes are implemented. Fibers with octagonal cross-section are employed to ensure good stability of the output in the presence of residual guiding errors. The fibers are continually actuated to reduce modal noise. The spectrographs are mounted on benches inside vacuum tanks located in the coud´e laboratory of the 3.5m dome. Each vacuum tank is equipped with a temperature stabilization system capable of keeping the temperature constant to within ±0.01°C over 24 hours. The visible-light spectrograph will be operated near room temperature, while the near-IR spectrograph will be cooled to ~ 140 K. The CARMENES instrument passed its final design review in February 2013. The MAIV phase is currently ongoing. First tests at the telescope are scheduled for early 2015. Completion of the full instrument is planned for the fall of 2015. At least 600 useable nights have been allocated at the Calar Alto 3.5m Telescope for the CARMENES survey in the time frame until 2018. A data base of M stars (dubbed CARMENCITA) has been compiled from which the CARMENES sample can be selected. CARMENCITA contains information on all relevant properties of the potential targets. Dedicated imaging, photometric, and spectroscopic observations are underway to provide crucial data on these stars that are not available in the literature.

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Context. The CARMENES exoplanet survey of M dwarfs has obtained more than 18 000 spectra of 329 nearby M dwarfs over the past five years as part of its guaranteed time observations (GTO) program. Aims. We determine planet occurrence rates with the 71 stars from the GTO program for which we have more than 50 observations. Methods. We use injection-and-retrieval experiments on the radial-velocity time series to measure detection probabilities. We include 27 planets in 21 planetary systems in our analysis. Results. We find 0.06_−0.03^+0.04 giant planets (100 M_⊕ < M_pl sin i < 1000 M_⊕) per star in periods of up to 1000 d, but due to a selection bias this number could be up to a factor of five lower in the whole 329-star sample. The upper limit for hot Jupiters (orbital period of less than 10 d) is 0.03 planets per star, while the occurrence rate of planets with intermediate masses (10 M_⊕ < M_pl sin i < 100 M_⊕) is 0.18_−0.05^+0.07 planets per star. Less massive planets with 1 M_⊕ < M_pl sin i < 10 M_⊕ are very abundant, with an estimated rate of 1.32_−0.31^+0.33 planets per star for periods of up to 100 d. When considering only late M dwarfs with masses M_⋆ < 0.34 M_⊙, planets more massive than 10 M_⊕ become rare. Instead, low-mass planets with periods shorter than 10 d are significantly overabundant. Conclusions. For orbital periods shorter than 100 d, our results confirm the known stellar mass dependences from the Kepler survey: M dwarfs host fewer giant planets and at least two times more planets with M_pl sin i < 10 M_⊕ than G-type stars. In contrast to previous results, planets around our sample of very low-mass stars have a higher occurrence rate in short-period orbits of less than 10 d. Our results demonstrate the need to take into account host star masses in planet formation models.

Context. The nearest stars provide a fundamental constraint for our understanding of stellar physics and the Galaxy. The nearby sample serves as an anchor where all objects can be seen and understood with precise data. This work is triggered by the most recent data release of the astrometric space mission Gaia and uses its unprecedented high precision parallax measurements to review the census of objects within 10 pc. Aims. The first aim of this work was to compile all stars and brown dwarfs within 10 pc observable by Gaia and compare it with the Gaia Catalogue of Nearby Stars as a quality assurance test. We complement the list to get a full 10 pc census, including bright stars, brown dwarfs, and exoplanets. Methods. We started our compilation from a query on all objects with a parallax larger than 100 mas using the Set of Identifications, Measurements, and Bibliography for Astronomical Data database (SIMBAD). We completed the census by adding companions, brown dwarfs with recent parallax measurements not in SIMBAD yet, and vetted exoplanets. The compilation combines astrometry and photometry from the recent Gaia Early Data Release 3 with literature magnitudes, spectral types, and line-of-sight velocities. Results. We give a description of the astrophysical content of the 10 pc sample. We find a multiplicity frequency of around 27%. Among the stars and brown dwarfs, we estimate that around 61% are M stars and more than half of the M stars are within the range from M3.0 V to M5.0 V. We give an overview of the brown dwarfs and exoplanets that should be detected in the next Gaia data releases along with future developments. Conclusions. We provide a catalogue of 540 stars, brown dwarfs, and exoplanets in 339 systems, within 10 pc from the Sun. This list is as volume-complete as possible from current knowledge and it provides benchmark stars that can be used, for instance, to define calibration samples and to test the quality of the forthcoming Gaia releases. It also has a strong outreach potential.

We present three transit observations of HD 189733 b obtained with the high-resolution spectrograph CARMENES at Calar Alto. A strong absorption signal is detected in the near-infrared He I triplet at 10830 Å in all three transits. During mid-transit, the mean absorption level is 0.88 ± 0.04% measured in a ±10 km s⁻¹ range at a net blueshift of − 3.5 ± 0.4 km s⁻¹ (10829.84–10830.57 Å). The absorption signal exhibits radial velocities of + 6.5 ± 3.1 km s⁻¹ and − 12.6 ± 1.0 km s⁻¹ during ingress and egress, respectively; all radial velocities are measured in the planetary rest frame. We show that stellar activity related pseudo-signals interfere with the planetary atmospheric absorption signal. They could contribute as much as 80% of the observed signal and might also affect the observed radial velocity signature, but pseudo-signals are very unlikely to explain the entire signal. The observed line ratio between the two unresolved and the third line of the He I triplet is 2.8 ± 0.2, which strongly deviates from the value expected for an optically thin atmospheres. When interpreted in terms of absorption in the planetary atmosphere, this favors a compact helium atmosphere with an extent of only 0.2 planetary radii and a substantial column density on the order of 4 × 10¹² cm⁻². The observed radial velocities can be understood either in terms of atmospheric circulation with equatorial superrotation or as a sign of an asymmetric atmospheric component of evaporating material. We detect no clear signature of ongoing evaporation, like pre- or post-transit absorption, which could indicate material beyond the planetary Roche lobe, or radial velocities in excess of the escape velocity. These findings do not contradict planetary evaporation, but only show that the detected helium absorption in HD 189733 b does not trace the atmospheric layers that show pronounced escape signatures.

Context. Teegarden’s Star is the brightest and one of the nearest ultra-cool dwarfs in the solar neighbourhood. For its late spectral type (M7.0 V), the star shows relatively little activity and is a prime target for near-infrared radial velocity surveys such as CARMENES. Aims. As part of the CARMENES search for exoplanets around M dwarfs, we obtained more than 200 radial-velocity measurements of Teegarden’s Star and analysed them for planetary signals. Methods. We find periodic variability in the radial velocities of Teegarden’s Star. We also studied photometric measurements to rule out stellar brightness variations mimicking planetary signals. Results. We find evidence for two planet candidates, each with 1.1 M_⊕ minimum mass, orbiting at periods of 4.91 and 11.4 d, respectively. No evidence for planetary transits could be found in archival and follow-up photometry. Small photometric variability is suggestive of slow rotation and old age. Conclusions. The two planets are among the lowest-mass planets discovered so far, and they are the first Earth-mass planets around an ultra-cool dwarf for which the masses have been determined using radial velocities.