Airborne Laser Scanning (ALS) has been considered as a primary source to model the structure and function of a forest canopy through the indicators leaf area index (LAI) and vertical canopy profiles of leaf area density (LAD). However, little is known about the effects of the laser pulse density and the grain size (horizontal binning resolution) of the laser point cloud on the estimation of LAD profiles and their associated LAIs. Our objective was to determine the optimal values for reliable and stable estimates of LAD profiles from ALS data obtained over a dense tropical forest. Profiles were compared using three methods: Destructive field sampling, Portable Canopy profiling Lidar (PCL) and ALS. Stable LAD profiles from ALS, concordant with the other two analytical methods, were obtained when the grain size was less than 10 m and pulse density was high (>15 pulses m⁻²). Lower pulse densities also provided stable and reliable LAD profiles when using an appropriate adjustment (coefficient K). We also discuss how LAD profiles might be corrected throughout the landscape when using ALS surveys of lower density, by calibrating with LAI measurements in the field or from PCL. Appropriate choices of grain size, pulse density and K provide reliable estimates of LAD and associated tree plot demography and biomass in dense forest ecosystems.

Forest canopy height model (CHM) is useful for analyzing forest stocking and its spatiotemporal variations. However, high-resolution CHM with regional coverage is commonly unavailable due to the high cost of LiDAR data acquisition and computational cost associated with data processing. We present a CHM generation method using U.S. Geological Survey (USGS) 3D Elevation Program (3DEP) LiDAR data for tree height measurement capabilities for entire state of Indiana, USA. The accuracy of height measurement was investigated in relation to LiDAR point density, inventory height, and the timing of data collection. A simple data exploratory analysis (DEA) was conducted to identify problematic input data. Our CHM model has high accuracy compared to field-based height measurement (R² = 0.85) on plots with relatively accurate GPS locations. Our study provides an easy-to-follow workflow for 3DEP LiDAR based CHM generation in a parallel processing environment for a large geographic area. In addition, the resulting CHM can serve as critical baseline information for monitoring and management decisions, as well as the calculation of other key forest metrics such as biomass and carbon storage.

Delineation of individual deciduous trees with Light Detection and Ranging (LiDAR) data has long been sought for accurate forest inventory in temperate forests. Previous attempts mainly focused on high-density LiDAR data to obtain reliable delineation results, which may have limited applications due to the high cost and low availability of such data. Here, the feasibility of individual deciduous tree delineation with low-density LiDAR data was examined using a point-density-based algorithm. First a high-resolution point density model (PDM) was developed from low-density LiDAR point cloud to locate individual trees through the horizontal spatial distribution of LiDAR points. Then, individual tree crowns and associated attributes were delineated with a 2D marker-controlled watershed segmentation. Additionally, the PDM-based approach was compared with a conventional canopy height model (CHM) based delineation. The results demonstrated that the PDM-based approach produced an 89% detection accuracy to identify deciduous trees in our study area. The tree attributes derived from the PDM-based algorithm explained 81% and 83% of tree height and crown width variations of forest stands, respectively. The conventional CHM-based tree attributes, on the other hand, could explain only 71% and 66% of tree height and crown width, respectively. Our results suggest that the application of the PDM-based individual tree identification in deciduous forests with low-density LiDAR data is feasible and has relatively high accuracy to predict tree height and crown width, which are highly desired in large-scale forest inventory and analysis.

Precise tree inventory plays a critical role in sustainable forest planting, restoration, and management. LiDAR-based individual tree detection algorithms often focus on finding individual treetops to discern tree positions. However, deliquescent tree forms (broad, flattened crowns) in deciduous forests can make these algorithms ineffective. In this study, we propose a stepwise tree detection approach, by first identifying individual trees using horizontal point density and then analyzing their vertical structure profiles. We first project LiDAR data onto a 2D horizontal plane and apply mean shift clustering to generate candidate tree clusters. Next, we apply a series of structure analyses on the vertical phase, to overcome local variations in crown size and tree density. This study demonstrates that the horizontal point density of LiDAR data provides critical information to locate and isolate individual trees in temperate hardwood plantations with varied densities, while vertical structure profiles can identify spreading branches and reconstruct deliquescent crowns. One challenge of applying mean shift clustering is training a dynamic search kernel to identify trees of different sizes, which usually requires a large number of field measurements. The stepwise approach proposed in this study demonstrated robustness when using a constant kernel in clustering, making it an efficient tool for large-scale analysis. This stepwise approach was designed for quantifying temperate hardwood plantation inventories using relatively low-density airborne LiDAR, and it has potential applications for monitoring large-scale plantation forests. Further research is needed to adapt this method to natural stands with diverse tree ages and structures.