Deep excavation projects in urban areas may adversely affect underlying tunnels. Differential settlement and additional stresses in existing tunnels occur frequently due to excavation construction, which leads to the opening of circumferential joints or even to water leakage. To ensure the security of existing tunnels under deep excavation during construction, this paper proposes a risk assessment methodology that aims to evaluate the risks of circumferential cracks of preexisting shield tunnels. Existing tunnels are assumed to be a beam on a Winkler elastic foundation. The longitudinal deformations of the tunnel and internal forces in tunnel structures are obtained from the singular function method. Based on the equivalent axial stiffness theory, the relationship between the opening of circumferential joints and the additional bending moment is established. The Monte Carlo simulation technique is used to quantitatively estimate the potential risk levels of circumferential joints. The calculated results are verified by in situ observations.

It is an effective approach to use Steel Tube Slab (STS) structure combined with the Pile-Beam-Arch (PBA) method to construct a large-space underground station. Traditional construction methods cannot meet the requirement of construction because of the complicated soil layers and high building densities in urban areas. The STS method can effectively increase the rigidity of the supporting system by using steel tubes. Firstly, the stress of bolts and steel tubes are investigated in the construction process based on the field monitoring data. Subsequently, FLAC3D is used to establish a three-dimensional model, which is verified based on the in-situ monitoring data; the effect of excavation process on ground settlement, deformation of STS structure and bridge pile are studied by numerical results. Moreover, the key parameters such as welding of flanges and the step length are studied. The results show that the stress of the steel tubes and flanges does not exceed the designed strength during the construction process. Based on the numerical simulation data, it is indicated that the STS structure can be a very effective and dependable measure in controlling and reducing the surface settlement and the existing adjacent buildings. The numerical results can be used to guide the later construction.

Double-O-tube shield tunneling has attracted increasing attention because it offers cost-efficiency in underground construction. Prediction of ground surface settlement and the variety of additional stresses induced by shield construction is crucial to underground construction in metropolises since excessive settlement could trigger potential damage to the surrounding environment. The additional stresses induced by the propulsion of double-O-tube shields are calculated by means of the Mindlin’s equations of elasticity. The characteristics of additional stresses are analyzed with compound Gauss-Legendre integral arithmetic, and the frontal additional thrust, the lateral friction, and the ground loss are taken into account. Subsequently, based on field measurements, the maximum settlement coefficient and width of the settlement trough coefficient of the typical Peck formula are modified. The predictive curve of the Peck formula is closer to the engineering measured data than that of the typical formula. The cut-off functions of ground surface settlement caused by double-O-tube tunnel shield construction are proposed and can predict the shape of ground surface settlement, such as single peak or double peak. The correctness of the proposed functions is verified based on an engineering project.

This study presents a novel construction pre-supporting system for large underground space excavation with shallow depth, Steel Tube Slab system (STS), in which adjacent steel pipes are connected by a couple of flanges, bolts and concrete for flexural capacity and lateral stiffness of the whole structure. The STS method is employed for the first time for the construction of the ultra-shallow buried and large span subway station in China, during which ground settlement and structural deformation are monitored. A numerical model for the subway station is established with reliability verified by monitored data comparison from numerical results and investigation on the effect of large span underground excavation on surrounding soil surrounding soil and existing buildings in soft soils. Unlike traditional methods, the STS method can effectively control and reduce the ground settlement during construction, thereby rendering it ideally suited for application in soft soils.

This paper aims to study the design process and service performance of a deep excavation supported by tieback anchored pile walls. The design procedure and design approaches for deep excavation in China are described. Based on the excavation case history for Shenyang, China, design results obtained using the elastic method and the finite element method (FEM) are compared and analyzed. Special emphasis is given to the analysis of horizontal wall deformations, internal forces in the wall, earth pressures on the wall, ground surface settlements, and stabilities of the excavation. The similarities and differences between the Chinese code (JGJ 120‐2012) and the European code (EN 1997‐1) for the design of geotechnical structures are presented based on a design example. Through the comparison, it is indicated that the Chinese code focuses on the design result, while the European code focuses on the design process. The crucial construction methods for reducing construction risk based on the excavation case history are described. The mechanical behaviors of the excavation retained by an anchored pile wall were investigated by analyzing observed field cases. The results provide good, practical guidelines for the design and construction of a tieback anchored pile wall retained excavation in sandy soil.