In this paper, we assess the performance of a generalized frequency division multiplexing (GFDM) transceiver for underwater acoustic high data-rate transmission. We also present a comprehensive overview of the work done in the field of next generation multicarrier techniques beyond orthogonal fre-quency division multiplexing (OFDM) for underwater acoustic (UWA) channels. Since very little work has been done in determining the feasibility of acoustic GFDM, we evaluate the performance of proposed GFDM transceiver in terms of spectral efficiency, peak to average power ratio, error rates and complexity using simulations. We employ two types of receivers – matched filter and zero forcing and evaluate their perfor-mances for several system configurations. Results presented show that the zero forcing receiver outperforms the matched filter receiver at high SNR values for almost all the configurations; exceptions being the cases where 1st and 4th Xia pulse shapes are employed with higher values of the roll off factor. We also compare the performance of the proposed GFDM transceiver with that of OFDM and show that GFDM outperforms OFDM by almost 4 dB for a symbol error rate of 10-2. It is concluded that while GFDM is computationally more demanding than OFDM, it is still an appealing technique for future UWA communications due to its higher spectral efficiency, flexibility, and better error performance.

Multicarrier techniques have made it possible to wirelessly transmit data at higher rates for underwater acoustic (UWA) communication. Several multicarrier techniques have been explored in the past for wireless data transmission. OFDM is known to fight off inter-symbol interference due to the orthogonality of its subcarriers. However, due to time variations, OFDM suffers from intercarrier interference. As the UWA channel is both a time and frequency variant, channel estimation becomes complex. We propose a pilot-based channel estimation technique and explore two equalizers for improving the error performance of an OFDM-based UWA system. Both the equalizers employ pilot subcarriers to estimate the UWA channel. One equalizer is a least squares (LS) equalizer and the other is a zero forcing (ZF) equalizer. Using computer simulations, it is observed that, for an acceptable error performance, the number of pilots should be one-fourth the number of subcarriers. Moreover, if the energy of the pilots is increased without changing the overall symbol energy, the error performance degrades. It is also noted that both the LS and ZF equalizers give an acceptable error performance with the ZF performing marginally better than the LS. Furthermore, the error performance of the proposed system is evaluated as a function of the transmitter-receiver distance and an acceptable error performance is observed even at 1250 m.

We propose and evaluate the performance of a continuous phase modulation based orthogonal frequency division multiplexing (CPM-OFDM) transceiver for underwater acoustic communication (UAC). In the proposed technique, the mapper in traditional OFDM is replaced by CPM while a realistic model of underwater channel is employed. Bit error rate (BER) as well as peak to average power ratio (PAPR) performance of the proposed scheme is evaluated using Monte-Carlo simulations. The error performance observed clearly establishes the superiority of CPM-OFDM over traditional OFDM schemes. Specifically, a value of 7/16 or 9/16 for the modulation index gives the best error performance. Furthermore, the error performance of the proposed scheme is within acceptable values up to a transmitter–receiver distance of 1.5 km. Additionally, the PAPR performance of the proposed scheme suggests that like other OFDM schemes, a PAPR reduction scheme is mandatory for acceptable PAPR performance of CPM-OFDM.

The performance of the coded generalized frequency division multiplexing (GFDM) transceiver has been evaluated in a shallow underwater acoustic channel (UAC). Acoustic transmission is the scheme of choice for communication in UAC since radio waves suffer from absorption and light waves scatter. Although orthogonal frequency division multiplexing (OFDM) has found its ground for multicarrier acoustic underwater communication, it suffers from high peak to average power ratio (PAPR) and out of band (OOB) emissions. We propose a coded-GFDM based multicarrier system since GFDM has a higher spectral efficiency compared to a traditional OFDM system. In doing so, we assess two block codes, namely Bose, Chaudari, and Hocquenghem (BCH) codes, Reed-Solomon (RS) codes, and several convolutional codes. We present the error performances of these codes when used with GFDM. Furthermore, we evaluate the performance of the proposed system using two equalizers: Matched Filter (MF) and Zero-Forcing (ZF). Simulation results show that among the various block coding schemes that we tested, BCH (31,6) and RS (15,3) give the best error performance. Among the convolutional codes that we tested, rate 1/4 convolutional codes give the best performance. However, the performance of BCH and RS codes is much better than the convolutional codes. Moreover, the performance of the ZF equalizer is marginally better than the MF equalizer. In conclusion, using the channel coding schemes with GFDM improves error performance manifolds thereby increasing the reliability of the GFDM system despite slightly higher complexity.

We propose an effective, low complexity and multifaceted scheme for peak-to-average power ratio (PAPR) reduction in the orthogonal frequency division multiplexing (OFDM) system for underwater acoustic (UWA) channels. In UWA OFDM systems, PAPR reduction is a challenging task due to low bandwidth availability along with computational and power limitations. The proposed scheme takes advantage of XOR ciphering and generates ciphered Bose–Chaudhuri–Hocquenghem (BCH) codes that have low PAPR. This scheme is based upon an algorithm that computes several keys offline, such that when the BCH codes are XOR-ciphered with these keys, it lowers the PAPR of BCH-encoded signals. The subsequent low PAPR modified BCH codes produced using the chosen keys are used in transmission. This technique is ideal for UWA systems as it does not require additional computational power at the transceiver during live transmission. The advantage of the proposed scheme is threefold. First, it reduces the PAPR; second, since it uses BCH codes, the bit error rate (BER) of the system improves; and third, a level of encryption is introduced via XOR ciphering, enabling secure communication. Simulations were performed in a realistic UWA channel, and the results demonstrated that the proposed scheme could indeed achieve all three objectives with minimum computational power.