Kaiquan Cai

Prof. Kaiquan Cai


Research Focus & Metrics

Academic Career Length

11Years (2016-Present)

(Calculated once Scilit publication data is synced: current year − year of first publication + 1)

Representative Publications

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3 August 2022 in IEEE Journal on Selected Areas in Communications
Verified
Journal Article
Closed access
JZJingjing Zhao
Jingjing Zhao
YZYanbo Zhu
Yanbo Zhu
XMXidong Mu
Xidong Mu
KCKaiquan Cai
Kaiquan Cai
YLYuanwei Liu
Yuanwei Liu
LHLajos Hanzo
Lajos Hanzo
A novel air-to-ground communication paradigm is conceived, where an unmanned aerial vehicle (UAV)-mounted base station (BS) equipped with multiple antennas sends information to multiple ground users (GUs) with the aid of a simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS). In contrast to the conventional RIS whose main function is to reflect incident signals, the STAR-RIS is capable of both transmitting and reflecting the impinging signals from either side of the surface, thereby leading to full-space 360 degree coverage. However, the transmissive and reflective capabilities of the STAR-RIS require more complex transmission/reflection coefficient design. Therefore, in this work, a sum-rate maximization problem is formulated for the joint optimization of the UAV’s trajectory, the active beamforming at the UAV, and the passive transmission/reflection beamforming at the STAR-RIS. This cutting-edge optimization problem is also subject to the UAV’s flight safety, to the maximum flight duration constraint, as well as to the GUs’ minimum data rate requirements. Given the unknown locations of obstacles prior to the UAV’s flight, we provide an online decision making framework employing reinforcement learning (RL) to simultaneously adjust both the UAV’s trajectory as well as the active and passive beamformer. To enhance the system’s robustness against the associated uncertainties caused by limited sampling of the environment, a novel “distributionally-robust” RL (DRRL) algorithm is proposed for offering an adequate worst-case performance guarantee. Our numerical results unveil that: 1) the STAR-RIS assisted UAV communications benefit from significant sum-rate gain over the conventional reflecting-only RIS; and 2) the proposed DRRL algorithm achieves both more stable and more robust performance than the state-of-the-art RL algorithms.

14 January 2022 in IEEE Journal on Selected Areas in Communications
Verified
Journal Article
Closed access
JZJingjing Zhao
Jingjing Zhao
LYLanchenhui Yu
Lanchenhui Yu
KCKaiquan Cai
Kaiquan Cai
YZYanbo Zhu
Yanbo Zhu
ZHZhu Han
Zhu Han
A reconfigurable intelligent surface (RIS) aided air-to-ground uplink non-orthogonal transmission framework is investigated for next generation multiple access. Occupying the same spectrum resource, unmanned aerial vehicle (UAV) users and ground users (GUs) are connected to terrestrial cellular networks via the uplink non-orthogonal multiple access (NOMA) protocol. As the flight safety is important for employing UAVs in civil airspace, the collision avoidance mechanism has to be considered during the flight. Therefore, a joint optimization problem of the UAV trajectory design, RIS configuration, and uploading power control is formulated for maximizing the network sum rate, while ensuring the UAV’s fight safety and satisfying the minimum data rate requirements of both the UAV and GU. The resultant problem is a sequential decision making one across multiple coherent time slots. Besides, the unknown locations of obstacles bring uncertainties into the decision making process. To tackle this challenging problem, a sample-efficient deep reinforcement learning (DRL) algorithm is proposed to optimize the UAV trajectory, RIS configuration, and power control simultaneously. Moreover, considering the ambiguous uncertainties in the environment, a distributionally robust DRL algorithm is further proposed to provide the worst-case performance guarantee. Numerical results demonstrate that the two proposed DRL algorithms outperform the conventional ones in terms of learning efficiency and robustness. It is also shown that the network sum rate is significantly improved by the proposed RIS-NOMA scheme compared to the conventional RIS-orthogonal multiple access (OMA) scheme and the case where no RIS is deployed.

12 August 2021 in IEEE Transactions on Intelligent Transportation Systems
Verified
Journal Article
Closed access
KCKaiquan Cai
Kaiquan Cai
YLYue Li
Yue Li
YFYi-Ping Fang
Yi-Ping Fang
YZYanbo Zhu
Yanbo Zhu
Flight delay prediction has recently gained growing popularity due to the significant role it plays in efficient airline and airport operation. Most of the previous prediction works consider the single-airport scenario, which overlooks the time-varying spatial interactions hidden in airport networks. In this paper, the flight delay prediction problem is investigated from a network perspective (i.e., multi-airport scenario). To model the time-evolving and periodic graph-structured information in the airport network, a flight delay prediction approach based on the graph convolutional neural network (GCN) is developed in this paper. More specifically, regarding that GCN cannot take both delay time-series and time-evolving graph structures as inputs, a temporal convolutional block based on the Markov property is employed to mine the time-varying patterns of flight delays through a sequence of graph snapshots. Moreover, considering that unknown occasional air routes under emergency may result in incomplete graph-structured inputs for GCN, an adaptive graph convolutional block is embedded into the proposed method to expose spatial interactions hidden in airport networks. Through extensive experiments, it has been shown that the proposed approach outperforms benchmark methods with a satisfying accuracy improvement at the cost of acceptable execution time. The obtained results reveal that deep learning approach based on graph-structured inputs have great potentials in the flight delay prediction problem.

6 May 2024 in IEEE Journal of Selected Topics in Signal Processing
Verified
Journal Article
Closed access
XWXiangrong Wang
Xiangrong Wang
WZWeitong Zhai
Weitong Zhai
XWXianghua Wang
Xianghua Wang
MAMoeness Amin
Moeness Amin
KCKaiquan Cai
Kaiquan Cai
With the deployment of extremely large-scale array (XL-array) operating at the high frequency bands in future wireless systems, integrated sensing and communication (ISAC) is expected to function in the electromagnetic near-field region with a potential distance of hundreds of meters. Also, a wide signal bandwidth is employed to benefit both communication capacity and sensing resolution. However, most existing works assume a far-field narrowband model, which has prohibited their practical applications in future ISAC systems. In this paper, we propose a near-field wideband ISAC framework for concurrent multi-user downlink communications and multi-target localization. In particular, the expression of Cramer Rao Bound (CRB) of direction-of-arrival (DOA) and distance estimations for sensing multiple wideband sources is derived, which is minimized subject to the guaranteed communication quality of service (QoS) for each user. Based on the proposed ISAC framework, sparse transceiver array and the precoding matrix are jointly optimized to reduce mutual coupling and system overhead. The problem is relaxed to a convex optimization and solved iteratively. Simulation results demonstrate that the proposed wideband near-field ISAC framework can well support both modalities and that the sparse transceiver improves the sensing accuracy without sacrificing the communication performance.

16 March 2026 in IEEE Transactions on Wireless Communications
Verified
Journal Article
Closed access
JZJingjing Zhao
Jingjing Zhao
XMXidong Mu
Xidong Mu
KCKaiquan Cai
Kaiquan Cai
YZYanbo Zhu
Yanbo Zhu
YLYuanwei Liu
Yuanwei Liu
A novel concept of waveguide division multiple access (WDMA) is proposed for multi-user pinching-antenna systems (PASS). The key principle of WDMA is to allocate each user with a dedicated waveguide, which is regarded as a new type of radio resources, so as to facilitate multi-user communications. By adjusting the activation positions of pinching antennas (PAs) over each waveguide, the pinching beamforming can be exploited for intended user signal enhancement and inter-user interference mitigation. Considering both continuous and discrete PA position activation schemes, a joint power allocation and pinching beamforming optimization problem is formulated for the maximization of the sum rate. An alternating optimization-based algorithm is developed to address the formulated non-convex problem. For solving the power allocation subproblem, the successive convex approximation method is invoked. For the pinching beamforming design subproblem, a penalty-based gradient ascent algorithm is first developed for the continuous PA activation case. Then, for the discrete PA activation case, a matching theory-based algorithm is proposed to achieve the near-optimal performance but with a low complexity. Numerical results unveil that: 1) For both continuous and discrete activation cases, PASS can achieve a significant performance gain over conventional fixed-position antenna systems; 2) the proposed WDMA can effectively underpin multi-user communications with the near orthogonality in free space achieved by the pinching beamforming; and 3) the performance gap between the discrete and continuous activation cases can be significantly alleviated with practically feasible numbers of PA candidate positions.

3 July 2022 in IISE Transactions
Verified
Journal Article
Closed access
NZNan Zhang
Nan Zhang
STSen Tian
Sen Tian
KCKaiquan Cai
Kaiquan Cai
JZJun Zhang
Jun Zhang
In this article, the condition-based maintenance optimization of a K-out-of-N deteriorating system considering failure dependence is discussed. The degradation of each component is modelled by a pure jump Lévy process. Whenever one component fails, it can either induce instantaneous failures or lead to the increment of degradation levels of other components. Thus, this model has the flexibility to describe the phenomena of instantaneous failures of multiple components, which is known as the common cause failure. It can also model the accumulative, gradual propagation effect of the component failure to the system. A periodic inspection policy is considered to reveal the real state of the system, upon which, possible maintenance actions can be carried out according to the observations. The inspection and maintenance problem is formulated as a Markov decision process and the value iteration algorithm is employed to solve the problem. The proposed policy is assessed by the total expected discounted cost in the long-run horizon. Under mild conditions, some structural properties of the optimal maintenance policies are obtained. A numerical example is given to illustrate the applicability of the proposed model. It can provide theoretical reference for the decision-maker when developing maintenance policies.