Issues surrounding the difficult task of correlating archaeological and climatic trajectories are directly impacting the study of human-environmental interaction in Ancient China. We have chosen to focus on the 4.2 ka BP event due to the widespread belief in recent Chinese archaeological publications that it brought about the collapse of Neolithic cultures in multiple regions of China. Following a literature review concerning the many issues surrounding the reconstruction of the 4.2 ka BP event in East Asia, we present three short case studies from the Lower Yangzi, the Shaanxi loess plateau, and the Central Plains detailing a number of problems with Chinese archaeological attempts at using climate change as a causal mechanism for sociopolitical change. We then focus on a common but highly problematic methodology—the growing use of archaeological data compiled in theAtlas of Chinese Cultural Relicsto correlate with climate proxies in order to generate linear, causal models explaining sociopolitical collapse. We follow with an example from Northeast China, where work from the past three decades has provided ample data with which to begin answering these questions in a more productive manner, and end with a set of suggestions for archaeologists and climate scientists going forward.

The authors present new research on the Chifeng area of north-eastern China where they have been studying the remains of a society of the second millennium BC. This northern region, which saw the introduction of agriculture at the same time as the Yellow River basin experienced a brief and intensive period of fortification in the Late Neolithic/Early Bronze Age: natural ridges above the valleys were ringed with double stone walls and semicircular towers enclosing clusters of round houses with yards. Using large-scale survey and analysis of the structures at the key site of Sanzuodian, they place this phenomenon in its cultural and social context.

Over the past two decades, environmental studies in research on prehistoric China have been gaining popularity and importance. For Northwest China in particular, climate change, especially the so-called ~4.2k BP event has been seen as the main reason for an alleged collapse of Late Neolithic societies and a transition to pastoral-heavy economies and mobile lifeways. Yet, these explanatory models tend to rely on limited archaeological and environmental data and non-contemporaneous historical data, resulting in simplistic causal relationships between environmental changes and social response. This paper re-evaluates the Incipient Bronze Age in China’s Northwestern region, discussing evidence for climate change and its exact dates, as well as textual and archaeological evidence. We argue that the old narratives perpetuating the image of a dichotomy between Steppe and Sown are inaccurate, while large-scale models of region-wide subsistence change in response to climate cooling tend to disregard local developments and group-specific responses as well as chronological issues. Focusing on the Xindian and Siwa archaeological phenomena, this paper provides a view into sub-regional responses to this climate event, warning against simplistic broad-brush reconstructions and calling for both a return to archaeological fundamentals and large-scale intensive fieldwork and interdisciplinary studies involving archaeologists, paleobotanists, zooarchaeologists, isotope specialists, and climate scientists.